SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of
1934
February 20, 2009
Commission File Number 001-14978
SMITH & NEPHEW plc
(Registrant's name)
15 Adam Street
London, England WC2N 6LA
(Address of registrant's principal executive offices)
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]
Form 20-F
X
Form 40-F
---
---
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]
Yes
No X
---
---
[Indicate by check mark if the registrant is submitting the
Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]
Yes
No X
---
---
[Indicate by check mark whether by furnishing the information
contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]
Yes
No X
---
---
If "Yes" is marked, indicate below the file number assigned to
the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Smith
& Nephew Plc
(Registrant)
Date: February 20, 2009
By: /s/ Paul Chambers
-----------------
Paul Chambers
Company Secretary
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
1985 Executive Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
12,863
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
850
|
|||
Balance under scheme not yet issued/allotted at end of period |
12,013
|
|||
Number and class of securities originally listed and the date of admission |
30,000 Ordinary Shares of US$ 20 cents each listed on 13 February 2007
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
1990 International Executive Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
726,881
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
66,829
|
|||
Balance under scheme not yet issued/allotted at end of period |
660,052
|
|||
Number and class of securities originally listed and the date of admission |
1,850,000 ordinary shares of US$ 20 cents each on 23 January 2006
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
1991 Overseas Employee Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
14,930
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
14,930 (Cancelled)
|
|||
Balance under scheme not yet issued/allotted at end of period |
0
|
|||
Number and class of securities originally listed and the date of admission |
27,500 ordinary shares of US$ 20 cents each originally listed on 23 January 2006
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2001 UK Approved Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
307,975
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
72,350
|
|||
Balance under scheme not yet issued/allotted at end of period |
235,625
|
|||
Number and class of securities originally listed and the date of admission |
500,000 ordinary shares of US$ 20 cents each listed on 23 January 2006
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2001 UK Unapproved Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
1,156,209
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
406,200
|
|||
Balance under scheme not yet issued/allotted at end of period |
750,009
|
|||
Number and class of securities originally listed and the date of admission |
1,000,000 ordinary shares of US$ 20 cents each listed on 13 February 2007. 500,000 ordinary shares of US$ 20 cents listed on 2 August 2007.
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2001 US Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
212,700
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
2,000,000
|
|||
Number of securities issued/allotted under scheme during period: |
626,585
|
|||
Balance under scheme not yet issued/allotted at end of period |
1,586,115
|
|||
Number and class of securities originally listed and the date of admission |
1,500,000 ordinary shares of US$ 20 cents each listed on 13 February 2007. 1,000,000 ordinary shares of US$ 20 cents each listed on 2 August 2007. 2,000,000 ordinary shares of US$ 20 cents each listed on 10 September 2008.
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
International Employees Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
434,980
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
1,000,000
|
|||
Number of securities issued/allotted under scheme during period: |
122,059
|
|||
Balance under scheme not yet issued/allotted at end of period |
1,312,921
|
|||
Number and class of securities originally listed and the date of admission |
1,000,000 ordinary shares of US$ 20 cents each listed on 23 January 2006. 1,000,000 ordinary shares of US$ 20 cents each listed on 10 September 2008.
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
UK Employee Share Option Scheme
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
262,875
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
1,500,000
|
|||
Number of securities issued/allotted under scheme during period: |
370,630
|
|||
Balance under scheme not yet issued/allotted at end of period |
1,392,245
|
|||
Number and class of securities originally listed and the date of admission |
1,500,000 ordinary shares of US$ 20 cents each listed on 23 January 2006. 1,500,000 ordinary shares of US$ 20 cents each listed on 10 September 2008.
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2004 Performance Share Plan
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
662,509
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
4,926
|
|||
Balance under scheme not yet issued/allotted at end of period |
657,583
|
|||
Number and class of securities originally listed and the date of admission |
750,000 ordinary shares of US$ 20 cents each listed on 13 February 2007
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2004 Executive Share Option Plan
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
824,011
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
103,520
|
|||
Balance under scheme not yet issued/allotted at end of period |
720,491
|
|||
Number and class of securities originally listed and the date of admission |
1,000,000 ordinary shares of US$ 20 cents each listed on 13 February 2007
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 20 February 2009
Name of applicant: |
Smith & Nephew plc
|
|||
Name of scheme: |
2004 Co-investment Plan
|
|||
Period of return: |
From: |
24 July 2008 |
To: |
23 January 2009
|
Balance under scheme from previous return: |
577,086
|
|||
The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return: |
N/A
|
|||
Number of securities issued/allotted under scheme during period: |
44,572
|
|||
Balance under scheme not yet issued/allotted at end of period |
532,514
|
|||
Number and class of securities originally listed and the date of admission |
750,000 ordinary shares of US$ 20 cents each listed on 13 February 2007
|
|||
Total number of securities in issue at the end of the period |
883,272,306 ordinary shares of US$ 20 cents each are in issue. 66,634,911 ordinary shares of US$20 cents each are held in treasury. |
Name of contact: |
Gemma Parsons
|
Address of contact: |
15 Adam Street, London, WC2N 6LA
|
Telephone number of contact: |
0207 960 2228 |
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be liable to prosecution.