FORM 4 |
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION |
OMB APPROVAL |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
OMB
Number: 3235-0287 Filed By Romeo & Dye's Instant Form 4 Filer |
(Print or Type Responses)
1. Name and Address of Reporting Person* Niacaris, Jeannine M. |
2. Issuer Name and
Ticker or Trading Symbol |
6. Relationship of
Reporting Person(s) VP Human Resources and Administrative Services |
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(Last) (First) (Middle) c/o Geron Corporation |
3. I.R.S. Identification
Number
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4. Statement for Month/Year 9/5/02 |
7. Individual or
Joint/Group Filing (Check Applicable Line) |
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(Street) Menlo Park, CA 94025 |
5. If Amendment, Date of Original (Month/Day/Year) |
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(City) (State) (Zip) |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Trans- |
3. Trans- |
4. Securities Acquired
(A) or Disposed of (D) |
5. Amount of |
6. Owner- |
7. Nature of Indirect
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Code |
V |
Amount |
(A) |
Price |
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Common Stock(1) |
06/28/02 |
A |
V |
694 |
A |
$3.89 |
1,451 |
D |
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Reminder:
Report on a separate line for each class of securities beneficially owned
directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number |
(Over)
SEC 1474 (3-99) |
FORM 4 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Derivative
Security |
2. Conver- |
3. Trans- |
4. Trans- |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable |
7. Title and Amount
of Underlying Securities |
8. Price of Derivative
Security |
9. Number of |
10. Owner- |
11. Nature of Indirect
Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date Exer-cisable |
Expira- |
Title |
Amount or Number
of |
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Employee Stock Option (right to buy) |
$8.23 |
6/27/02 |
A |
V |
30,000 |
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6/27/12 |
Common Stock |
30,000 |
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145,000 |
D |
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Employee Stock Option (right to buy) |
$3.76 |
9/5/02 |
A |
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60,000 |
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9/5/12 |
Common Stock |
60,000 |
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205,000 |
D |
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Explanation of Responses: (1) Acquired under the 1996 Employee Stock Purchase Plan. |
Jeannine Niacaris **Signature of Reporting Person |
9/09/02 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. Note: File three
copies of this Form, one of which must be manually signed. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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