UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHEN WENGE C/O CLEANTECH INNOVATIONS INC C DIST MAOEHAN INDY PK TIELING ECO DEV Z TIELING, LIAONING, F4 112616 |
 |  X |  |  |
/s/ Robert Newman, Attorney in fact for Wenge Chen, under Power of Attorney filed herewith | 03/02/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 Amendment is being filed to include the number of shares of common stock reported under indirect beneficial ownership, which were inadvertently omitted on the Form 3 filed on 07/07/2010. |
(2) | Ms. Chen disclaims beneficial ownership of all shares of the Issuer beneficially owned or deemed to be beneficially owned directly or indirectly (other than shares in which she has a direct pecuniary interest) by her spouse, Dianfu Lu, and her daughter, Bei Lu, and this filing shall not be deemed an admission that Ms. Chen is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |