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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Warrants | $ 11.955 | 09/08/2006 | 09/08/2006 | M(1) | 291,730 | 09/14/2001 | 09/13/2006 | Common Stock | 291,730 | $ 0 | 0 | I | See Note (2) | ||
Common Warrants | $ 11.955 | 09/08/2006 | 09/08/2006 | M(3) | 4,683 | 09/14/2001 | 09/13/2006 | Common Stock | 4,683 | $ 0 | 0 | I | See Note (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARMAN FREDERIC W C/O OAK INVESTMENT PARTNERS ONE GORHAM ISLAND WESTPORT, CT 06880 |
X |
Fredric W. Harman | 09/12/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 8, 2006, Oak X, L.P. exercised Common Warrants to purchase 291,730 shares shares of Common Stock utilizing the cashless excercise feature of the Warrant resulting in the issuer retaining 231,822 shares of Common Stock for the excercise price of $11.955 and issuing 59,908 shares to Oak X, L.P. |
(2) | Represents shares directly owned by Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates, L.P."). |
(3) | On September 8, 2006, Oak X Affiliates, L.P. exercised Common Warrant to purchase 4,683 shares shares of Common Stock utilizing the cashless excercise feature of the Warrant resulting in the issuer retaining 3,721 shares of Common Stock for the excercise price of $11.955 and issuing 962 shares to Oak X Affiliates, L.P. |
(4) | Represents shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X, L.P."). |
(5) | Represents shares directly owned by Oak Investment Partners VIII, Limited Partnership ("Oak VIII, L.P."). |
(6) | Represents shares directly owned by Oak VIII Affiliates Fund, Limited Partnership ("Oak VIII Affiliates, L.P."). |
Remarks: Remarks All share numbers reflect a 1 for 10 reverse stock split of the issuer's Common Stock effective on 7/10/2006. Fredric W. Harman is a Director of Internap Network Services Corporation. Mr. Harman is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, L.P.; a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates, L.P.; a Managing Member of Oak Associates VIII, L.L.C., the General Partner of Oak VIII, L.P.; and a Managing Member of Oak VIII Affiliates, L.L.C., the General Partner of Oak VIII Affiliates, L.P. Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose. |