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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Rights to Buy) | $ 3.69 | 09/11/2014 | M | 11,259 | (4) | 05/22/2021 | Common Stock | 11,259 | $ 0 | 40,171 | D | ||||
Options (Rights to Buy) | $ 3.69 | 09/12/2014 | M | 1,700 | (4) | 05/22/2021 | Common Stock | 1,700 | $ 0 | 38,471 | D | ||||
Options (Rights to Buy) | $ 3.69 | 09/15/2014 | M | 14,429 | (4) | 05/22/2021 | Common Stock | 14,429 | $ 0 | 24,042 | D | ||||
Options (Rights to Buy) | $ 6.06 | 09/15/2014 | M | 18,600 | (5) | 05/18/2020 | Common Stock | 18,600 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Murphy Steven G 6200 S. SYRACUSE WAY STE 200 GREENWOOD VILLAGE, CO 80111 |
SVP of Gov. & Nat. Services |
/s/ Craig A. Wilson, Attorney-in-Fact for Steven G. Murphy | 09/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $35.50 to $35.53. The price reported above reflects the weighted average price, rounded to the nearest thousandth. The Reporting Person undertakes to provide, upon request, to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price within the ranges described in this footnote 1 and in footnotes 2 and 3 of this Form 4. |
(2) | This transaction was executed in multiple trades at prices ranging from $35.50 to $35.56. The price reported above reflects the weighted average price, rounded to the nearest thousandth. |
(3) | This transaction was executed in multiple trades at prices ranging from $34.28 to $34.68. The price reported above reflects the weighted average price, rounded to the nearest thousandth. |
(4) | These options were granted on May 25, 2011 and vest in five equal annual installments, with the first three installments having vested and the remaining installments scheduled to vest on each of December 31, 2014 and 2015, subject to continued employment. |
(5) | These options were originally granted on May 18, 2010 as options to purchase common stock of Envision Healthcare Corporation ("EVHC"), formerly known as Emergency Medical Services Corporation, which were scheduled to vest on the first four anniversaries of the grant date, subject to continued employment. In connection with the merger of an indirect subsidiary of the Issuer with and into EVHC, with EVHC continuing as the surviving corporation and an indirect wholly owned subsidiary of the Issuer, the options converted to fully vested options to purchase common stock of the Issuer pursuant to a rollover agreement between the reporting person and the Issuer. |