1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
Â
(1)
|
02/23/2020 |
Common Stock
|
3,941
|
$
3.02
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(2)
|
02/23/2020 |
Common Stock
|
9,195
|
$
3.02
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(3)
|
07/26/2020 |
Common Stock
|
1,971
|
$
5.03
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(4)
|
07/26/2020 |
Common Stock
|
4,600
|
$
5.03
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(5)
|
02/14/2022 |
Common Stock
|
11,250
|
$
28.57
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(6)
|
02/12/2023 |
Common Stock
|
25,000
|
$
37.26
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vests based upon time criteria (five equal installments that began on 02/23/2011). |
(2) |
The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria. |
(3) |
The option vests based upon time criteria (five equal installments that began on 07/26/2011). |
(4) |
The option vests based upon time (five equal annual installments that began on 07/26/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria. |
(5) |
The option vests based upon time criteria (four equal installments that began on 02/14/2013). |
(6) |
The option vests based upon time criteria (four equal annual installments that begin on 02/12/2014). |