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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 18.19 | 03/19/2013(2) | 03/18/2019 | Common Stock | 89,686 | 89,686 | D | ||||||||
Stock Appreciation Right | $ 28.38 | 04/11/2012(3) | 04/10/2018 | Common Stock | 57,894 | 57,894 | D | ||||||||
Stock Appreciation Right | $ 24.93 | 04/19/2011(4) | 04/18/2017 | Common Stock | 70,674 | 70,674 | D | ||||||||
Stock Options | $ 4.63 | 03/18/2010 | 03/17/2019 | Common Stock | 250,000 | 250,000 | D | ||||||||
Stock Options | $ 16.593 | 03/04/2004 | 03/03/2014 | Common Stock | 67,500 | 67,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FELDENKREIS GEORGE 3000 N.W. 107TH AVENUE MIAMI, FL 33172 |
X | X | Chairman of the Board and CEO |
/s/ George Feldenkreis | 12/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 375,000 restricted shares of the Company's common stock, which generally vest 100% on Mr. Feldenkreis' 80th birthday, provided that he is still an employee of the Company on such date, and the Company has met certain performance criteria. |
(2) | The shares subject to the stock appreciation right shall vest and become exercisable as follows: 29,895 shares on March 19, 2013; 29,895 shares on March 19, 2014; and 29,896 shares on March 19, 2015. |
(3) | Of the shares subject to the stock appreciation right, 19,298 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 19,298 shares on April 11, 2013 and April 11, 2014. |
(4) | Of the shares subject to the stock appreciation right, 47,116 shares are fully vested. The remainder of the shares shall vest and become exercisable on April 19, 2013. |