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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 16.2 | 08/24/2012 | M | 9,437 | (4) | 05/18/2019 | Common Stock | 9,437 | $ 0 | 0 | D | ||||
Stock Options | $ 18.25 | 08/24/2012 | M | 18,370 | (5) | 05/29/2017 | Common Stock | 18,370 | $ 0 | 23,354 | D | ||||
Stock Options | $ 30.19 | 08/24/2012 | M | 15,563 | (6) | 05/21/2018 | Common Stock | 15,563 | $ 0 | 109,063 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Craig John D 2366 BERNVILLE ROAD READING, PA 19605 |
X | Chairman, President & CEO |
Karen J. Yodis, by Power of Attorney | 08/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $37.12 to $37.24. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactons were effected is available to the SEC staff, the issuer and any securityholder of the issuer, upon request. |
(2) | This transaction was executed in multiple trades at prices ranging from $37.30 to $37.54. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactons were effected is available to the SEC staff, the issuer and any securityholder of the issuer, upon request. |
(3) | This transaction was executed in multiple trades at prices ranging from $37.11 to $37.23. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactons were effected is available to the SEC staff, the issuer and any securityholder of the issuer, upon request. |
(4) | These options vested in three equal installments on May 18, 2010, May 18, 2011 and May 18, 2012. |
(5) | These options vested in four equal installments on May 29, 2008, May 29, 2009, May 29, 2010 and May 29, 2011. |
(6) | These options vested in three equal installments on May 21, 2009, May 21, 2010, and May 21, 2011. |