1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Nonqualified Stock Option (right to buy)
|
12/07/2001(2)
|
12/07/2010 |
Common Stock
|
53,320
|
$
2.5
|
D
|
Â
|
Nonqualified Stock Option (right to buy)
|
05/19/2004(2)(4)
|
05/19/2013 |
Common Stock
|
106,660
|
$
2.5
|
D
|
Â
|
Nonqualified Stock Option (right to buy)
|
09/22/2004(2)(4)
|
09/22/2013 |
Common Stock
|
213,320
|
$
2.5
|
D
|
Â
|
Nonqualified Stock Option (right to buy)
|
04/27/2005(2)(4)
|
04/27/2014 |
Common Stock
|
106,660
|
$
2.5
|
D
|
Â
|
Nonqualified Stock Option (right to buy)
|
Â
(3)
|
04/18/2013 |
Common Stock
|
25,605
|
$
13
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/18/2007(2)
|
04/18/2013 |
Common Stock
|
23,076
|
$
13
|
D
|
Â
|
Nonqualified Stock Option (right to buy)
|
04/18/2007(2)
|
04/18/2013 |
Common Stock
|
1,263
|
$
13
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4,614 restricted shares of common stock that vest upon the achievement of certain performance targets by GeoMet, Inc. |
(2) |
Vests ratably (33 1/3%) over three years. |
(3) |
Vesting is conditioned upon the achievement of certain performance targets by GeoMet, Inc. |
(4) |
Fully vested as of January 30, 2006. |