UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 01/25/2019 | Common Stock | 100,000 | $ 4.67 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 05/26/2020 | Common Stock | 100,000 | $ 5.61 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/23/2021 | Common Stock | 100,000 | $ 7.7 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/28/2022 | Common Stock | 100,000 | $ 15 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 12/11/2017 | Common Stock | 167,500 | $ 3.36 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kopp Timothy B 20 NORTH MERIDIAN STREET SUITE 200 INDIANAPOLIS, IN 46204 |
 |  |  Chief Marketing Officer |  |
/s/ Timothy B. Kopp | 03/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25,000 of the options vested and became exercisable on January 26, 2010 and 75,000 of the options vest and become exercisable in thirty-six equal monthly installments beginning on February 26, 2010. |
(2) | 25,000 of the options vested and became exercisable on May 27, 2011 and 75,000 of the options vest and become exercisable in thirty-six equal monthly installments beginning on June 27, 2011. |
(3) | 25,000 of the options will vest and become exercisable on March 24, 2012 and 75,000 of the options will vest and become exercisable in thirty-six equal monthly installments beginning on April 24, 2012. |
(4) | 25,000 of the options will vest and become exercisable on March 1, 2013 and 75,000 of the options will vest and become exercisable in thirty-six equal monthly installments beginning on April 1, 2013. |
(5) | All of the options are fully vested and exercisable. |
 Remarks: Exhibit List:   Exhibit 24.1--Power of Attorney for Timothy B. Kopp |