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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Series B Convertible Preferred | $ 0.0362 | 10/05/2009 | Â | C4 | 36.2 | Â | Â (1) | Â (2) | Common Stock, par value $0.001 per share | $ 3,620 | 203.54 (3) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rubin Joseph 7 DEER PARK DRIVE, SUITE K MONMOUTH JUNCTION, NJ 08852 |
 X |  |  |  |
/s/ Joseph Rubin | 02/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately exercisable |
(2) | Not Applicable |
(3) | This amount includes all shares of Series B Convertible Preferred stock issued as quarterly dividend shares. The Series B Convertible Preferred Stock pays dividends quarterly at a rate of 10% per annum. If fully converted, they would be convertible into 562,265 shares of Common Stock |
 Remarks: Joseph Rubin acquired these shares of Series B Convertible Preferred Stock on August 5, 2008. No Form 3 or Form 4 was ever filed to disclose this ownership. On October 5, 2009, Mr. Rubin exercised options to purchase an additional 36.20 shares of Series B Convertible Preferred Stock which triggered an additional Section 16 filing. |