Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 28, 2010
CLEANTECH
INNOVATIONS, INC.
(Exact
name of registrant as specified in its charter)
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Nevada
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000-53511
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98-0516425
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(State
or other Jurisdiction of Incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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C
District, Maoshan Industry Park,
Tieling
Economic Development Zone,
Tieling,
Liaoning Province, China
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112616
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (86)
0410-6129922
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item 5.02. Departure of Directors or
Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
(b) On
September 28, 2010, CleanTech Innovations, Inc. (the
“Company”) promoted Ms. Nan Liu, the Company’s Financial Comptroller,
to the position of Chief Financial Officer, replacing Ms. Guifu Li, who
voluntarily retired, effective September 28, 2010. The Company thanks Ms. Li for
her services and notes that Ms. Li is not retiring because of any disagreement
with the Company on any matter relating to the Company’s operations, policies or
practices.
On
September 28, 2010, the Company appointed Mr. Jason Li to the position of
Corporate Secretary, replacing Ms. Nan Liu, former Corporate Secretary,
effective September 28, 2010. The Company thanks Ms. Liu for her
services and notes that Ms. Liu did not leave her position as
Corporate Secretary because of any disagreement with the Company on any matter
relating to the Company’s operations, policies or practices.
(c) On
September 28, 2010, the Board of Directors of the Company voted to appoint Ms.
Nan Liu, as Chief Financial Officer of the Company, effective
immediately. Ms. Liu will assume various roles as a senior executive
of the Company and will report to the Chief Executive Officer of the Company.
The biography of Ms. Liu follows:
Ms. Nan
Liu, age 33, is a CPA and is licensed through the Chinese Institute of Certified
Public Accountants. Ms. Liu has more than 10 years of broad experience in many
aspects of financial, internal control and accounting management. She has been
with the company as the head of the Accounting Department since August 2009.
From October 2006 to August 2009, Ms. Liu served as an auditor at Liaoning
Weishixin Accounting Firm. From September 2001 to September 2006, Ms. Liu was an
accounting manager at Shenyang Sanyo Heavy Industry Group a Japan-China Joint
Venture Company and an affiliated entity of Japanese conglomerate Sanyo
Industries, Ltd. The Joint Venture had 12 subsidiaries, more than 40 branch
offices across China as well as extensive accounting and internal control
requirements. Ms. Liu received her Bachelor's degree in Accounting from Dongbei
University of Finance and Economics in 2001.
There
were no arrangements or understandings between Ms. Liu and any other persons
pursuant to which Ms. Liu was appointed Chief Financial Officer of the Company.
There are no family relationships (as that term is defined in Item 401 in
Regulation S-K) between Ms. Liu and any of our directors, executive officers or
other key personnel. There are no relationships or related transactions between
Ms. Liu and the Company that are required to be reported under Item 404(a) of
Regulation S-K.
On
September 28, 2010, the Board of Directors of the Company voted to appoint Mr.
Jason Li, as Corporate Secretary of the Company, effective
immediately. Mr. Li will assume various roles as a corporate
secretary of the Company and will report to the Chief Executive Officer of the
Company. The biography of Mr. Li follows:
Mr. Li,
age 28, joined CleanTech Innovations, Inc. in June 2010 as its Director of
Corporate Communications. From September 2005 to March 2010, Mr. Li was a
project engineer at Dalian Soucy Industry & Technology Development Co. Ltd,
the China subsidiary of Soucy International, a Canadian corporation that
manufactures a wide variety of parts and accessories for recreational,
industrial and agricultural customers. Mr. Li received his Bachelor's degree in
Engineering from the Dalian University of Technology in 2004. Mr. Li is fluent
in Mandarin Chinese and English.
There
were no arrangements or understandings between Mr. Li and any other persons
pursuant to which Mr. Li was appointed Corporate Secretary of the Company. There
are no family relationships (as that term is defined in Item 401 in Regulation
S-K) between Mr. Li and any of our directors, executive officers or other key
personnel. There are no relationships or related transactions between Mr. Li and
the Company that are required to be reported under Item 404(a) of Regulation
S-K.
None.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
Dated:
September 29, 2010
CLEANTECH
INNOVATIONS, INC.
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By:
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/s/
Bei Lu
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Name:
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Bei
Lu
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Title:
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Chief
Executive Officer
(Principal
Executive Officer)
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