form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 6, 2011
SYNERGETICS USA, INC.
(Exact name of registrant as specified in its charter)
|
Delaware
|
001-10382
|
20-5715943
|
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
3845 Corporate Centre Drive
|
|
|
O’Fallon, Missouri
|
63368
|
|
(Address of principal executive offices)
|
(Zip Code)
|
(636) 939-5100
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| |
o
|
Written communications pursuant to Rule 425 under the Securities Act.
|
| |
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
|
| |
o
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
|
| |
o
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
|
|
Item 2.02.
|
Results of Operations and Financial Condition.
|
On October 6, 2011, Synergetics USA, Inc. (the “Company”) issued a press release announcing its preliminary financial results for the fourth fiscal quarter ended July 31, 2011. A copy of this press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in the website is not a part of this Current Report on Form 8-K.
Also on October 6, 2011, management of the Company will deliver the Investor Presentation attached hereto as Exhibit 99.2 and incorporated herein by reference. The Investor Presentation contains certain preliminary financial information for the fourth fiscal quarter ended July 31, 2011.
|
Item 7.01.
|
Regulation FD Disclosure.
|
As noted above, on October 6, 2011, management of the Company will deliver the Investor Presentation attached hereto as Exhibit 99.2 and incorporated herein by reference.
The information included in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth under this Item 7.01 shall not be deemed an admission as to the materiality of any information in this Current Report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.
|
Item 9.01.
|
Financial Statements and Exhibits.
|
|
Exhibit No.
|
|
Description of Exhibit
|
|
|
|
Press release issued by Synergetics USA, Inc. on October 6, 2011.
|
|
|
|
Investor Presentation to be delivered by management of Synergetics USA, Inc. on October 6, 2011.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: October 6, 2011 |
|
| |
|
| |
SYNERGETICS USA, INC.
|
| |
(Registrant) |
| |
|
|
| |
By:
|
/s/ Pamela G. Boone
|
| |
Name:
|
Pamela G. Boone
|
| |
Title:
|
EVP and Chief Financial Officer
|