|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (2) | 10/03/2011 | M | 17,500 | (2) | (2) | Series A Common Stock | 17,500 | (2) | 0 | D | ||||
Dividend Equivalent Right | (6) | 10/03/2011 | A | 23 | (7) | (7) | Series A Common Stock | 23 | $ 0 | 410 | D | ||||
Dividend Equivalent Right | (3) | 10/03/2011 | M | 410 | (3) | (3) | Series A Common Stock | 410 | (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jensen Christopher W C/O CELANESE CORPORATION 1601 W. LBJ FREEWAY DALLAS, TX 75234 |
SVP, Finance |
/s/ James R. Peacock III, Attorney-in-Fact for Christopher W. Jensen | 10/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares withheld for the payment of taxes on the vesting of restricted stock units granted to the reporting person on October 1, 2009 and October 1, 2010. |
(2) | Represents vesting and settlement of restricted stock units granted to the reporting person on April 23, 2008 under the Company's 2004 Stock Incentive Plan. |
(3) | Settlement of dividend equivalent rights in connection with the vesting of the restricted stock units granted on April 23, 2008. The dividend equivalent rights accrued and vested concurrently with, and in proportion to, such restricted stock units. |
(4) | Shares withheld for the payment of taxes on the vesting of restricted stock units granted to the reporting person on April 23, 2008 and settlement of related dividend equivalent rights. |
(5) | Represents equivalent shares of Series A Common Stock held by the reporting person under the Celanese Americas Retirement Savings Plan as of September 30, 2011. |
(6) | Each dividend equivalent right represents the right to receive one share of Series A Common Stock. |
(7) | Represents dividend equivalent rights inadvertently not credited to the reporting person's account for the restricted stock units granted on April 23, 2008. |