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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock | $ 18.765 | 12/08/2010 | M | 13,306 | (5) | 08/31/2015 | Common Stock, $0.01 par value | 13,306 | $ 0 (6) | 221,197 | D | ||||
Option to purchase Common Stock | $ 18.765 | 12/09/2010 | M | 38,136 | (7) | 08/31/2015 | Common Stock, $0.01 par value | 38,136 | $ 0 (6) | 183,061 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZUCKER NEHEMIA 6922 HOLLYWOOD BLVD 5TH FLOOR LOS ANGELES, CA 90028 |
Chief Executive Officer |
/s/ Nehemia Zucker | 12/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired upon exercise of stock options under the Issuer's Second Amended and Restated 1997 Stock Option Plan identified as exercised in Part II of this Form 4. |
(2) | Reflects aggregate reporitng of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $30.20 to $30.61 per share. The Reporitng Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
(3) | Includes 142,250 shares of restricted stock which remain subject to vesting. |
(4) | Reflects aggregate reporitng of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $29.99 to $30.21 per share. The Reporitng Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
(5) | In accordance with the Issuer's Second Amended and Restated 1997 Stock Option Plan, 7,978 shares vested on August 31, 2008 and 5,328 shares vested on August 31, 2010. |
(6) | Employee stock option granted for services rendered, no value placed on services rendered. |
(7) | In accordance with the Issuer's Second Amended and Restated 1997 Stock Option Plan, 11,007 shares vested on August 31, 2008 and 27,129 shares vested on August 31, 2009. |