(Mark One)
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þ
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended December 31, 2009
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OR
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o |
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from ____________ to ____________
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Commission File No. 001–07964
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A.
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Full title of the plan and the address of the plan, if different from that of the issuer named below:
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NOBLE ENERGY, INC.
THRIFT AND PROFIT SHARING PLAN
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B.
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Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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NOBLE ENERGY, INC.
100 Glenborough Drive, Suite 100
Houston, Texas 77067
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1
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Financial Statements
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2
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3
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4
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Supplemental Schedule
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13
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NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
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Statements of Net Assets Available for Benefits
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||||||||
December 31,
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||||||||
2009
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2008
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|||||||
Assets
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||||||||
Investments, at fair value (Note 4)
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$ | 151,236,020 | $ | 107,207,707 | ||||
Participant loans
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3,701,298 | 3,428,393 | ||||||
Total investments
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154,937,318 | 110,636,100 | ||||||
Receivables
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||||||||
Employer contributions receivable
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4,109,012 | 2,806,175 | ||||||
Interest and dividends receivable
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- | 2,253 | ||||||
Due from trustee for securities sold
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198,964 | - | ||||||
Total receivables
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4,307,976 | 2,808,428 | ||||||
Cash, non-interest bearing
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- | 7,680 | ||||||
Total Assets
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159,245,294 | 113,452,208 | ||||||
Liabilities
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||||||||
Due to trustee for securities purchased
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- | 115,388 | ||||||
Total Liabilities
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- | 115,388 | ||||||
Net Assets Available for Benefits, Before Adjustment
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159,245,294 | 113,336,820 | ||||||
Adjustment from fair value to contract value for fully benefit-responsive investment contracts
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352,326 | 920,016 | ||||||
Net Assets Available for Benefits
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$ | 159,597,620 | $ | 114,256,836 |
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
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||||||||
Statements of Changes in Net Assets Available for Benefits
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||||||||
Year Ended December 31,
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||||||||
2009
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2008
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|||||||
Investment Income (Loss)
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||||||||
Net appreciation (depreciation) in fair value of investments (Note 4)
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$ | 32,522,668 | $ | (49,722,935 | ) | |||
Dividends
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2,097,776 | 3,002,703 | ||||||
Participant loan interest
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196,397 | 230,149 | ||||||
Interest from other investments
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331,130 | 727,545 | ||||||
Net Investment Income (Loss)
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35,147,971 | (45,762,538 | ) | |||||
Contributions
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||||||||
Participants
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11,305,352 | 9,949,697 | ||||||
Rollover
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695,907 | 526,803 | ||||||
Employer, net of forfeitures
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10,609,172 | 8,396,968 | ||||||
Total Contributions
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22,610,431 | 18,873,468 | ||||||
Deductions
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||||||||
Benefits paid to participants
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12,396,528 | 10,939,778 | ||||||
Administrative expenses
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21,090 | 18,745 | ||||||
Total Deductions
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12,417,618 | 10,958,523 | ||||||
Net Increase (Decrease) in Net Assets Available for Benefits
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45,340,784 | (37,847,593 | ) | |||||
Net Assets Available for Benefits
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||||||||
Beginning of year
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114,256,836 | 152,104,429 | ||||||
End of year
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$ | 159,597,620 | $ | 114,256,836 |
Age of Participant
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Percentage of Basic Compensation while a Covered Employee that was Below the Social Security Wage Base
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Percentage of Basic Compensation while a Covered Employee that was Above the Social Security Wage Base
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Under 35
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4%
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8%
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At least 35 but under 48
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7%
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10%
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At least 48
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9%
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12%
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Period of Service Completed by Participant
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Vested Percentage
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Less than 1 year
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None
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At least 1 but less than 2 years
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34%
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At least 2 but less than 3 years
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67%
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3 or more years
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100%
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Period of Service Completed by Participant
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Vested Percentage
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Less than 3 years
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None
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3 or more years
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100%
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·
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the period after the balance sheet date during which management of a reporting entity should evaluate events or transactions that may occur for potential recognition or disclosure in the financial statements (through the date that the financial statements are issued or are available to be issued);
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·
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the circumstances under which an entity should recognize events or transactions occurring after the balance sheet date in its financial statements; and
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·
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the disclosures that an entity should make about events or transactions that occurred after the balance sheet date.
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Fair Value Measurements Using
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||||||||||||||||
Quoted Prices in Active Markets
(Level 1)
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Significant Other Observable Inputs
(Level 2)
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Significant Unobservable Inputs
(Level 3)
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Fair Value Measurement
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|||||||||||||
December 31, 2009
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||||||||||||||||
Interest bearing cash
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$ | 3,338,128 | $ | - | $ | - | $ | 3,338,128 | ||||||||
Common collective trust fund
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- | 18,947,189 | - | 18,947,189 | ||||||||||||
Mutual funds:
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||||||||||||||||
Large cap funds
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31,087,461 | - | - | 31,087,461 | ||||||||||||
Mid cap funds
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10,131,885 | - | - | 10,131,885 | ||||||||||||
Small cap funds
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2,651,902 | - | - | 2,651,902 | ||||||||||||
International funds
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8,921,256 | - | - | 8,921,256 | ||||||||||||
Blended funds
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18,992,021 | - | - | 18,992,021 | ||||||||||||
Fixed income funds
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10,413,029 | - | - | 10,413,029 | ||||||||||||
Other funds - brokerage link
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561,935 | - | - | 561,935 | ||||||||||||
Total mutual funds
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82,759,489 | - | - | 82,759,489 | ||||||||||||
Common stocks: | ||||||||||||||||
Noble Energy common stock units
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44,261,178 | - | - | 44,261,178 | ||||||||||||
Other common stock - brokerage link
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1,912,725 | - | - | 1,912,725 | ||||||||||||
Total common stocks | 46,173,903 | - | - | 46,173,903 | ||||||||||||
Other investments - brokerage link
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17,311 | - | - | 17,311 | ||||||||||||
Total investments, at fair value
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$ | 132,288,831 | $ | 18,947,189 | $ | - | $ | 151,236,020 | ||||||||
December 31, 2008
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||||||||||||||||
Interest bearing cash
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$ | 2,499,144 | $ | - | $ | - | $ | 2,499,144 | ||||||||
Common collective trust fund
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- | 17,055,658 | - | 17,055,658 | ||||||||||||
Mutual funds
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56,821,359 | - | - | 56,821,359 | ||||||||||||
Noble Energy and other common stocks
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30,826,322 | - | - | 30,826,322 | ||||||||||||
Other investments
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5,224 | - | - | 5,224 | ||||||||||||
Total investments, at fair value
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$ | 90,152,049 | $ | 17,055,658 | $ | - | $ | 107,207,707 |
December 31,
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||||||||
2009
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2008
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|||||||
Noble Energy common stock units
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$ | 44,261,178 | $ | 29,701,325 | ||||
American Funds Growth Fund of America (Class A Shares)
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9,124,567 | 6,132,853 | ||||||
Dodge & Cox Stock Fund
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9,263,261 | 7,396,945 | ||||||
Fidelity Diversified International Fund
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8,921,256 | 5,900,445 | ||||||
Fidelity Managed Income Portfolio (contract value of $19,299,515 and $17,975,674, respectively)
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18,947,189 | 17,055,658 | ||||||
Fidelity Puritan Fund
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7,889,813 | 6,003,394 | ||||||
PIMCO Moderate Duration Fund
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10,413,029 | 6,991,701 |
Year Ended December 31,
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||||||||
2009
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2008
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Noble Energy common stock units
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$ | 14,279,785 | $ | (14,613,482 | ) | |||
Mutual funds
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16,970,678 | (33,675,270 | ) | |||||
Common stocks
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1,272,205 | (1,434,183 | ) | |||||
Net appreciation (depreciation) in fair value
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$ | 32,522,668 | $ | (49,722,935 | ) |
December 31, | ||||||||
2009
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2008
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|||||||
Net assets available for benefits per the financial statements
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$ | 159,597,620 | $ | 114,256,836 | ||||
Less: Adjustment from fair value to contract value for fully benefit-responsive investment contracts
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(352,326 | ) | (920,016 | ) | ||||
Net assets available for benefits per the Form 5500
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$ | 159,245,294 | $ | 113,336,820 |
Year Ended
December 31,
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||||||||
2009
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2008
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|||||||
Net investment income (loss) per the financial statements
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$ | 35,147,971 | $ | (45,762,538 | ) | |||
Less: Adjustment from fair value to contract value for fully benefit-responsive investment contracts December 31, 2009 and 2008
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(352,326 | ) | (920,016 | ) | ||||
Add: Adjustment from fair value to contract value for fully benefit-responsive investment contracts December 31, 2008 and 2007
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920,016 | 179,882 | ||||||
Net investment income (loss) per the Form 5500
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$ | 35,715,661 | $ | (46,502,672 | ) |
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
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|||||||
EIN: 73-0785597 Plan #002
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Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
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|||||||
December 31, 2009
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|||||||
Identity of issue, borrower, lessor, or similar party
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Description of investment
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Current value
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|||||
Interest Bearing Cash
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|||||||
* |
Fidelity Cash Reserves
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Cash
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$ | 1,337,303 | |||
* |
Fidelity Institutional Money Market Portfolio
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Cash
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1,840,456 | ||||
* |
Fidelity Select Money Market Portfolio
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Cash
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23,343 | ||||
FirstBank Puerto Rico
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Certificate of deposit
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30,000 | |||||
GE Money Bank
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Certificate of deposit
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24,158 | |||||
National Bank of South Carolina
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Certificate of deposit
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70,693 | |||||
Saehan Bank
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Certificate of deposit
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12,175 | |||||
Total Interest Bearing Cash
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3,338,128 | ||||||
Common Collective Trust Fund
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|||||||
* |
Fidelity Managed Income Portfolio
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Common collective trust fund
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18,947,189 | ||||
Total Common Collective Trust Fund
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18,947,189 | ||||||
Mutual Funds
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|||||||
American Century Small Company Fund
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Mutual fund
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2,651,902 | |||||
American Funds Growth Fund of America (Class A Shares)
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Mutual fund
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9,124,567 | |||||
Dodge & Cox Stock Fund
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Mutual fund
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9,263,261 | |||||
Dodge & Cox International Stock Fund
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Mutual fund
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18,825 | |||||
* |
Fidelity Capital & Income Fund
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Mutual fund
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4,266 | ||||
* |
Fidelity China Region Fund
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Mutual fund
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3,523 | ||||
* |
Fidelity Contrafund
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Mutual fund
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10,861 | ||||
* |
Fidelity Convertible Securities Fund
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Mutual fund
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3,864 | ||||
* |
Fidelity Diversified International Fund
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Mutual fund
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8,921,256 | ||||
* |
Fidelity Dividend Growth Fund
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Mutual fund
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6,365,433 | ||||
* |
Fidelity Freedom Income Fund
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Mutual fund
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435,605 | ||||
* |
Fidelity Freedom 2000 Fund
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Mutual fund
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285,134 | ||||
* |
Fidelity Freedom 2005 Fund
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Mutual fund
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103,762 | ||||
* |
Fidelity Freedom 2010 Fund
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Mutual fund
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601,210 | ||||
* |
Fidelity Freedom 2015 Fund
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Mutual fund
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1,684,546 | ||||
* |
Fidelity Freedom 2020 Fund
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Mutual fund
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2,713,979 | ||||
* |
Fidelity Freedom 2025 Fund
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Mutual fund
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1,488,410 | ||||
* |
Fidelity Freedom 2030 Fund
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Mutual fund
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1,472,613 | ||||
* |
Fidelity Freedom 2035 Fund
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Mutual fund
|
754,507 | ||||
* |
Fidelity Freedom 2040 Fund
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Mutual fund
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906,618 | ||||
* |
Fidelity Freedom 2045 Fund
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Mutual fund
|
491,910 | ||||
* |
Fidelity Freedom 2050 Fund
|
Mutual fund
|
163,914 | ||||
* |
Fidelity High Income
|
Mutual fund
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7,165 | ||||
* |
Fidelity Investment Grade Bond Fund
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Mutual fund
|
2,308 | ||||
* |
Fidelity International Growth Fund
|
Mutual fund
|
1,996 | ||||
* |
Fidelity Puritan Fund
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Mutual fund
|
7,889,813 | ||||
* |
Fidelity Small Cap Growth Fund
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Mutual fund
|
7,684 | ||||
* |
Fidelity Select Energy Portfolio
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Mutual fund
|
1,326 | ||||
* |
Fidelity Select Food & Agriculture Portfolio
|
Mutual fund
|
26,238 | ||||
* |
Fidelity Select Materials
|
Mutual fund
|
20,466 | ||||
* |
Fidelity Strategic Real Return Fund
|
Mutual fund
|
4,643 | ||||
FMI Common Stock Fund, Inc.
|
Mutual fund
|
35,651 | |||||
Franklin Small Mid-Cap Growth Fund
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Mutual fund
|
3,626,149 | |||||
Guinness Atkinson China & Hong Kong Fund
|
Mutual fund
|
2,938 | |||||
Harding Loevner Emerging Market Portfolio
|
Mutual fund
|
13,857 | |||||
The Jensen Portfolio, Inc.
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Mutual fund
|
105,741 | |||||
Loomis Sayles Bond Retail
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Mutual fund
|
10,352 | |||||
Matthews Asian Growth and Income Fund
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Mutual fund
|
36,459 | |||||
The Oakmark Equity and Income Fund
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Mutual fund
|
101,204 | |||||
The Oakmark International Fund
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Mutual fund
|
34,099 | |||||
Perkins Mid Cap Value Fund
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Mutual fund
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6,505,736 | |||||
PIMCO Moderate Duration Fund
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Mutual fund
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10,413,029 | |||||
PRIMECAP Odyssey Aggressive Growth Fund
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Mutual fund
|
22,939 | |||||
* |
Spartan US Equity Index Fund
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Mutual fund
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6,334,200 | ||||
Third Avenue Value Fund
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Mutual fund
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24,328 | |||||
The Tocqueville Gold Fund
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Mutual fund
|
19,258 | |||||
Vanguard Small Cap Growth Index
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Mutual fund
|
12,824 | |||||
Westcore Select Fund
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Mutual fund
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24,042 | |||||
Western Asset Core Portfolio
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Mutual fund
|
5,078 | |||||
Total Mutual Funds
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82,759,489 |
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
|
|||||
EIN: 73-0785597 Plan #002
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|||||
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
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|||||
December 31, 2009
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|||||
Identity of issue, borrower, lessor, or similar party
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Description of investment
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Current value
|
|||
Common Stocks
|
|||||
Aeropostale Inc.
|
Common stock
|
$ | 13,824 | ||
Agnico-Eagle Mines Ltd.
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Common stock
|
5,417 | |||
Akamai Technologies Inc.
|
Common stock
|
2,534 | |||
AK Steel Hldg Corp.
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Common stock
|
80 | |||
Altria Group Inc.
|
Common stock
|
1,273 | |||
American Eagle Outfitters Inc.
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Common stock
|
1,765 | |||
American Oil and Gas Inc.
|
Common stock
|
4,515 | |||
American Physicians Cap Inc.
|
Common stock
|
9,096 | |||
Anadarko Petroleum Corp.
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Common stock
|
12,484 | |||
Apple Computer Inc.
|
Common stock
|
10,537 | |||
Archer Daniels Midland
|
Common stock
|
2,202 | |||
Ascent Solar Technologies Inc.
|
Common stock
|
43,068 | |||
Athersys Inc
|
Common stock
|
4,130 | |||
AT&T Inc.
|
Common stock
|
22,424 | |||
Baidu Com
|
Common stock
|
82,246 | |||
Bald Eagle Energy Inc.
|
Common stock
|
48 | |||
Bank of America Corporation
|
Common stock
|
9,117 | |||
Barrick Gold Corp
|
Common stock
|
3,958 | |||
Beard Co
|
Common stock
|
35,972 | |||
Bed Bath & Beyond Inc.
|
Common stock
|
7,876 | |||
BioFuel Energy Corp.
|
Common stock
|
10,840 | |||
Bluefire Ethanol Fuels Inc.
|
Common stock
|
1,000 | |||
BP PLC Spon Adr Repsntg
|
Common stock
|
23,188 | |||
Bravo Venture Group
|
Common stock
|
284 | |||
Bronco Drilling Company Inc.
|
Common stock
|
512 | |||
Cadbury PLC
|
Common stock
|
1,294 | |||
Cameron
|
Common stock
|
4,598 | |||
Capstead Mortgage Corp.
|
Common stock
|
56 | |||
Cereplast Inc.
|
Common stock
|
624 | |||
Chesapeake Energy Corp.
|
Common stock
|
4,762 | |||
Chevron Corp.
|
Common stock
|
51,765 | |||
China Sunergy
|
Common stock
|
462 | |||
Chipotle Mexican Grill, Inc.
|
Common stock
|
1,322 | |||
Citigroup Inc.
|
Common stock
|
4,532 | |||
Claymore Exchange
|
Common stock
|
5,272 | |||
Cohen & Steers Select Utility Fund
|
Common stock
|
7,975 | |||
Columbus Gold Corp.
|
Common stock
|
200 | |||
Compania de Minas Buenaventura
|
Common stock
|
6,778 | |||
Constellation Brands Inc.
|
Common stock
|
1,912 | |||
Cord Blood Amer Inc.
|
Common stock
|
16,803 | |||
Corning Inc.
|
Common stock
|
197,480 | |||
Crosshair Exploration & Mining Corp.
|
Common stock
|
133 | |||
CurrencyShares Swiss Franc Trust
|
Common stock
|
4,806 | |||
Deep Earth Res Inc.
|
Common stock
|
60 | |||
Deere & Company
|
Common stock
|
1,088 | |||
Delta Petroleum Corp.
|
Common stock
|
2,600 | |||
Diamond Offshore Drilling Inc.
|
Common stock
|
9,842 | |||
Direxion
|
Common stock
|
2,958 | |||
East West Bancorp, Inc.
|
Common stock
|
1,617 | |||
Eastmain Resources Inc.
|
Common stock
|
1,305 | |||
ECU Silver Mining Inc.
|
Common stock
|
353 | |||
Eden Energy Corp.
|
Common stock
|
210 | |||
Eldorado Gold Corp.
|
Common stock
|
21,255 | |||
Empire District Electric Company
|
Common stock
|
7,492 | |||
Empire Energy Corporation International
|
Common stock
|
175 | |||
ERHC Energy Inc.
|
Common stock
|
28,105 | |||
ExxonMobil Corp.
|
Common stock
|
41,604 | |||
First Trust ISE Water Index Fund
|
Common stock
|
748 | |||
Flextronics Int'l Inc.
|
Common stock
|
21,930 | |||
Ford Motor Co.
|
Common stock
|
6,850 | |||
FortuNet, Inc.
|
Common stock
|
10,140 | |||
Garmin Ltd.
|
Common stock
|
1,632 | |||
Gasco Energy Inc.
|
Common stock
|
270 | |||
General Electric Co.
|
Common stock
|
21,713 |
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
|
|||||||
EIN: 73-0785597 Plan #002
|
|||||||
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
|
|||||||
December 31, 2009
|
|||||||
Identity of issue, borrower, lessor, or similar party
|
Description of investment
|
Current value
|
|||||
Common Stocks
|
|||||||
Geologix Explorations Inc.
|
Common stock
|
$ | 269 | ||||
Gold Corp Inc.
|
Common stock
|
7,871 | |||||
Gold Fields Ltd.
|
Common stock
|
1,019 | |||||
Goldspring Inc.
|
Common stock
|
700 | |||||
Goodyear Tire & Rubber Co.
|
Common stock
|
1,410 | |||||
Gran Tierra Energy, Inc.
|
Common stock
|
7,650 | |||||
Great Basin Gold Ltd.
|
Common stock
|
684 | |||||
Greenbelt Resources Corporation
|
Common stock
|
130 | |||||
GreenHunter Energy, Inc.
|
Common stock
|
920 | |||||
Halliburton Company
|
Common stock
|
10,541 | |||||
Helix Energy Solutions Group Inc.
|
Common stock
|
2,350 | |||||
Heska Corp
|
Common stock
|
5,280 | |||||
HKN, Inc.
|
Common stock
|
382 | |||||
The Home Depot, Inc.
|
Common stock
|
1,447 | |||||
Intl Business Mach
|
Common stock
|
13,090 | |||||
iShares Silver Trust
|
Common stock
|
11,908 | |||||
iShares MSCI EAFE Index
|
Common stock
|
133,852 | |||||
iShares Russell 1000 Index
|
Common stock
|
172,547 | |||||
iShares Russell 2000 Index
|
Common stock
|
43,883 | |||||
Ivanhoe Mines LTD
|
Common stock
|
14,610 | |||||
JPMorgan Chase & Co.
|
Common stock
|
13,281 | |||||
Johnson & Johnson
|
Common stock
|
7,479 | |||||
KBR, Inc.
|
Common stock
|
11,400 | |||||
Kellogg Company
|
Common stock
|
2,197 | |||||
Key Energy Services Inc.
|
Common stock
|
633 | |||||
Kiska Metals Corp
|
Common stock
|
70 | |||||
Kodiak Oil & Gas Corp
|
Common stock
|
4,440 | |||||
Level 3 Communications Inc.
|
Common stock
|
1,530 | |||||
Marathon Oil Corp.
|
Common stock
|
16,726 | |||||
Market Vectors Steel ETF
|
Common stock
|
1,310 | |||||
Maverick Oil & Gas Inc.
|
Common stock
|
8 | |||||
McDermott Int'l
|
Common stock
|
480 | |||||
McDonald's Corp
|
Common stock
|
6,412 | |||||
Medtronic Inc.
|
Common stock
|
4,398 | |||||
MGM Mirage
|
Common stock
|
684 | |||||
Murphy Oil Corp.
|
Common stock
|
43,375 | |||||
National Oilwell Varco, Incorporated
|
Common stock
|
13,227 | |||||
National Storm Management Inc.
|
Common stock
|
141 | |||||
Netlist Inc.
|
Common stock
|
15,570 | |||||
Newmont Mng Corp.
|
Common stock
|
4,741 | |||||
* |
Noble Energy, Inc.
|
Common stock
|
44,261,178 | ||||
Northern Dynasty Expls LTD
|
Common stock
|
11,688 | |||||
Northwest Biotherapeutics Inc.
|
Common stock
|
3 | |||||
Novartis
|
Common stock
|
5,443 | |||||
Oilsands Quest, Inc.
|
Common stock
|
10,522 | |||||
Particle Drilling Technologies, Inc.
|
Common stock
|
2 | |||||
Pepsico, Inc.
|
Common stock
|
16,920 | |||||
Petrohawk Energy Corporation
|
Common stock
|
3,718 | |||||
Petroleo Brasilero
|
Common stock
|
4,942 | |||||
PetroSun Drilling Inc.
|
Common stock
|
1,237 | |||||
Pfizer Inc.
|
Common stock
|
17,434 | |||||
PNC Financial Services
|
Common stock
|
2,362 | |||||
PowerShares DB US Dollar Index Bullish
|
Common stock
|
11,016 | |||||
PowerShares Exchange Traded FD TR Dynamic
|
Common stock
|
1,679 | |||||
PowerShares Exchange Traded FD TR II
|
Common stock
|
578 | |||||
PowerShares Global Water Portfolio
|
Common stock
|
2,399 | |||||
ProShares TR Ultra Short Oill & Gas
|
Common stock
|
56,056 | |||||
Qiao Xing Universal Telephone Inc.
|
Common stock
|
1,314 | |||||
Qwest Comm Int'l Inc.
|
Common stock
|
6,588 | |||||
Radient Pharmaceuticals Corp.
|
Common stock
|
97 | |||||
Research in Motion Ltd.
|
Common stock
|
1,351 | |||||
Rex Energy Corporation
|
Common stock
|
4,800 | |||||
Royal Dutch Shell PLC
|
Common stock
|
6,011 | |||||
Samex Mining Corp
|
Common stock
|
310 |
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
|
|||||||
EIN: 73-0785597 Plan #002
|
|||||||
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
|
|||||||
December 31, 2009
|
|||||||
Identity of issue, borrower, lessor, or similar party
|
Description of investment
|
Current value
|
|||||
Common Stocks
|
|||||||
SandRidge Energy, Inc.
|
Common stock
|
19,426 | |||||
Sector SPDR TR SHS Ben Int Energy
|
Common stock
|
2,054 | |||||
Silvercorp Metals Inc.
|
Common stock
|
6,600 | |||||
Silver Star Energy Inc.
|
Common stock
|
7 | |||||
Silver Wheaton Corp.
|
Common stock
|
7,510 | |||||
Sirius XM Radio Inc.
|
Common stock
|
1,200 | |||||
Smith & Wesson Hldg Corp.
|
Common stock
|
7,975 | |||||
Sony Corp.
|
Common stock
|
29,005 | |||||
Southwestern Energy Co.
|
Common stock
|
28,920 | |||||
SPDR Gold Trust
|
Common stock
|
9,121 | |||||
SPDR S&P Metals and Mining ETF
|
Common stock
|
11,404 | |||||
Sympower Co.
|
Common stock
|
500 | |||||
Tengasco Inc.
|
Common stock
|
702 | |||||
Terax Energy Inc.
|
Common stock
|
8 | |||||
Tesoro Corporation
|
Common stock
|
5,490 | |||||
Tournigan Ventures Corp.
|
Common stock
|
90 | |||||
Ultra Petroleum Corp.
|
Common stock
|
32,010 | |||||
United States Gasoline Fund, LP
|
Common stock
|
8,231 | |||||
United States Natural Gas Fund, LP
|
Common stock
|
353 | |||||
United States Oil Fund, LP
|
Common stock
|
14,533 | |||||
United Technologies Corp.
|
Common stock
|
18,305 | |||||
Vanguard Int'l Equity Index FD Inc.
|
Common stock
|
48,199 | |||||
Vanguard Index FDS formerly Vanguard
|
Common stock
|
29,456 | |||||
Vanguard Index FDS Vanguard Small Cap
|
Common stock
|
12,020 | |||||
Verizion Communications
|
Common stock
|
9,939 | |||||
Wells Fargo & Co.
|
Common stock
|
6,517 | |||||
XL Capital Ltd.
|
Common stock
|
7,332 | |||||
XTO Energy Inc.
|
Common stock
|
35,363 | |||||
Yingli Green Energy Holding Co. Ltd.
|
Common stock
|
14,229 | |||||
Total Common Stocks
|
46,173,903 | ||||||
Other Investments
|
|||||||
Baidu, Inc. Call Option
|
Other investments
|
(3,440 | ) | ||||
Boardwalk Pipeline Partners LP
|
Other investments
|
16,906 | |||||
Senior Housing Property Trust
|
Other investments
|
2,549 | |||||
Williams Coal Seam Gas Royalty Trust
|
Other investments
|
1,296 | |||||
Total Other Investments
|
17,311 | ||||||
* |
Participant Loans
|
Interest rates range from 3.25% to 9.75%; maturities from January 1, 2010 through July 31, 2024
|
3,701,298 | ||||
Total Participant Loans
|
3,701,298 | ||||||
Total Investments
|
$ | 154,937,318 | |||||
* |
Represents party-in-interest.
|
|
NOBLE ENERGY, INC. THRIFT AND PROFIT SHARING PLAN
|
|
|
|
|
Date: June 3, 2010
|
By:
|
/s/ Andrea Lee Robison
|
|
Andrea Lee Robison,
|
|
|
Vice President, Human Resources of Noble Energy, Inc.
|
Exhibit number
|
Exhibit
|
|
Consent of Independent Registered Public Accounting Firm
|