UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 06/17/2012 | 06/17/2012 | Common Shares | 2,505 (1) | $ 0 | D | Â |
Restricted Stock Units | 06/16/2013 | 06/16/2013 | Common Shares | 3,915 (1) | $ 0 | D | Â |
Restricted Stock Units | 06/15/2014 | 06/15/2014 | Common Shares | 3,140 (1) | $ 0 | D | Â |
Restricted Stock Units | 06/10/2015 | 06/10/2015 | Common Shares | 2,125 (1) | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lemmon David J ONE STRAWBERRY LANE ORRVILLE, OH 44667 |
 |  |  Vice President |  |
/s/ Jeannette L. Knudsen, POA | 05/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock and restricted stock units granted by The J. M. Smucker Company generally become unrestricted upon the fourth anniversary of the grant date. The terms of the awards also provide that restricted stock and restricted stock units will become unrestricted when a participant attains the age of 60 and the participant has at least 10 years of service with the Company. |