1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock
|
29,116
|
$
(2)
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
03/16/2014 |
Common Stock
|
9,524
|
$
27.86
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(4)
|
03/15/2015 |
Common Stock
|
50,000
|
$
30.505
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(5)
|
03/14/2016 |
Common Stock
|
19,050
|
$
30.215
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(6)
|
02/11/2017 |
Common Stock
|
5,963
|
$
29.6
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(7)
|
02/21/2020 |
Common Stock
|
61,856
|
$
22.705
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(8)
|
02/20/2021 |
Common Stock
|
22,489
|
$
30.595
|
D
|
Â
|
Stock Options (Right to Buy)
|
07/01/2007 |
03/20/2012 |
Common Stock
|
3,612
|
$
27.86
|
D
|
Â
|
Stock Options (Right to Buy)
|
07/01/2007 |
03/19/2013 |
Common Stock
|
7,500
|
$
27.86
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Not Applicable. |
(2) |
The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. |
(3) |
These options vested in two installments as follows: 7,143 on July 1, 2007 and 2,381 on March 17, 2008. |
(4) |
These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. |
(5) |
These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. |
(6) |
These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. |
(7) |
These options vest in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. |
(8) |
These options vest in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. |