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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-02363
---------------------------------------------
Cornerstone Total Return Fund, Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
260 Madison Avenue, 8th Floor New York, New York 10165
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Frank J. Maresca
Ultimus Fund Solutions, LLC 260 Madison Avenue, 8th Floor New York, NY 10165
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(Name and address of agent for service)
Registrant's telephone number, including area code: (646) 881-4985
----------------------------
Date of fiscal year end: December 31
----------------------------
Date of reporting period: July 1, 2009 - June 30, 2010
-----------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
--------------------------------------------------------------------
By (Signature and Title)* /s/ Ralph W. Bradshaw
-------------------------------------------------------
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
Date August 19, 2010
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
---------
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-02363
Reporting Period: 07/01/2009 - 06/30/2010
Cornerstone Total Return Fund, Inc.
===================== Cornerstone Total Return Fund, Inc. ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director George W. Buckley For For Management
3 Elect Director Vance D. Coffman For For Management
4 Elect Director Michael L. Eskew For For Management
5 Elect Director W. James Farrell For For Management
6 Elect Director Herbert L. Henkel For For Management
7 Elect Director Edward M. Liddy For For Management
8 Elect Director Robert S. Morrison For For Management
9 Elect Director Aulana L. Peters For For Management
10 Elect Director Robert J. Ulrich For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For Withhold Management
1.4 Elect Director W.J. Farrell For Withhold Management
1.5 Elect Director H.L. Fuller For Withhold Management
1.6 Elect Director W.A. Osborn For Withhold Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For Withhold Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ADAMS EXPRESS CO., THE
Ticker: ADX Security ID: 006212104
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: FEB 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique R. Arzac For For Management
1.2 Elect Director Phyllis O. Bonanno For For Management
1.3 Elect Director Kenneth J. Dale For For Management
1.4 Elect Director Daniel E. Emerson For For Management
1.5 Elect Director Frederic A. Escherich For For Management
1.6 Elect Director Roger W. Gale For For Management
1.7 Elect Director Thomas H. Lenagh For For Management
1.8 Elect Director Kathleen T. McGahran For For Management
1.9 Elect Director Douglas G. Ober For For Management
1.10 Elect Director Craig R. Smith For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AES CORPORATION, THE
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel W. Bodman, III For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Paul S. Amos II For For Management
1.4 Elect Director Michael H. Armacost For For Management
1.5 Elect Director Kriss Cloninger III For For Management
1.6 Elect Director Joe Frank Harris For For Management
1.7 Elect Director Elizabeth J. Hudson For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director E. Stephen Purdom, M.d. For For Management
1.12 Elect Director Barbara K. Rimer, PhD For For Management
1.13 Elect Director Marvin R. Schuster For For Management
1.14 Elect Director David Gary Thompson For For Management
1.15 Elect Director Robert L. Wright For For Management
1.16 Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul N. Clark For For Management
2 Elect Director James G. Cullen For For Management
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Robert E. R. Huntley For For Management
7 Elect Director Thomas W. Jones For For Management
8 Elect Director George Munoz For For Management
9 Elect Director Nabil Y. Sakkab For For Management
10 Elect Director Michael E. Szymanczyk For For Management
11 Approve Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
14 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For Against Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For Against Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Jan Leschly For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Edward .D. Miller For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director Robert D. Walter For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Paulett Eberhart For For Management
2 Elect Director Preston M. Geren III For For Management
3 Elect Director James T. Hackett For For Management
4 Ratify Auditors For For Management
5 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
6 Reimburse Expenses Incurred by Against For Shareholder
Stockholder in Contested Election of
Directors
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tim Armstrong For For Management
2 Elect Director Richard Dalzell For Against Management
3 Elect Director Karen Dykstra For For Management
4 Elect Director William Hambrecht For For Management
5 Elect Director Susan Lyne For Against Management
6 Elect Director Patricia Mitchell For For Management
7 Elect Director Michael Powell For For Management
8 Elect Director Fredric Reynolds For For Management
9 Elect Director James Stengel For Against Management
10 Elect Director James Wiatt For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AON CORPORATION
Ticker: AON Security ID: 037389103
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Edgar D. Jannotta For For Management
5 Elect Director Jan Kalff For For Management
6 Elect Director J. Michael Losh For For Management
7 Elect Director R. Eden Martin For Against Management
8 Elect Director Andrew J. McKenna For For Management
9 Elect Director Robert S. Morrison For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Richard C. Notebaert For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director Gloria Santona For For Management
14 Elect Director Carolyn Y. Woo For For Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Victoria F. Haynes For For Management
1.5 Elect Director Antonio Maciel Neto For For Management
1.6 Elect Director Patrick J. Moore For For Management
1.7 Elect Director Thomas F. O'Neill For For Management
1.8 Elect Director Kelvin R. Westbrook For For Management
1.9 Elect Director Patricia A. Woertz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Adopt ILO Based Code of Conduct Against For Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against For Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 10, 2009 Meeting Type: Annual
Record Date: SEP 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Blake E. Devitt For For Management
2 Elect Director John D. Forsyth For For Management
3 Elect Director Gail D. Fosler For For Management
4 Elect Director Carole J. Shapazian For For Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director Barry J. Fitzpatrick For For Management
1.7 Elect Director Littleton Glover, Jr. For Withhold Management
1.8 Elect Director L. Vincent Hackley PhD For For Management
1.9 Elect Director Jane P. Helm For For Management
1.10 Elect Director John P. Howe III, MD For For Management
1.11 Elect Director Kelly S. King For For Management
1.12 Elect Director James H. Maynard For For Management
1.13 Elect Director Albert O. McCauley For For Management
1.14 Elect Director J. Holmes Morrison For For Management
1.15 Elect Director Nido R. Qubein For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Overdraft Policies and Against For Shareholder
Practices, and Impacts to Borrowers
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren Eisenberg For For Management
2 Elect Director Leonard Feinstein For For Management
3 Elect Director Steven H. Temares For For Management
4 Elect Director Dean S. Adler For For Management
5 Elect Director Stanley F. Barshay For For Management
6 Elect Director Klaus Eppler For For Management
7 Elect Director Patrick R. Gaston For For Management
8 Elect Director Jordan Heller For For Management
9 Elect Director Victoria A. Morrison For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACKROCK INCOME TRUST INC., THE
Ticker: BKT Security ID: 09247F100
Meeting Date: AUG 26, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Richard S. Davis For For Management
1.2 Elect Trustee Frank J. Fabozzi For For Management
1.3 Elect Trustee James T. Flynn For For Management
1.4 Elect Trustee Karen P. Robards For For Management
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Abele For For Management
1.2 Elect Director Katharine T. Bartlett For For Management
1.3 Elect Director Bruce L. Byrnes For For Management
1.4 Elect Director Nelda J. Connors For For Management
1.5 Elect Director J. Raymond Elliott For For Management
1.6 Elect Director Marye Anne Fox For For Management
1.7 Elect Director Ray J. Groves For Withhold Management
1.8 Elect Director Ernest Mario For Withhold Management
1.9 Elect Director N.J. Nicholas, Jr. For For Management
1.10 Elect Director Pete M. Nicholas For For Management
1.11 Elect Director Uwe E. Reinhardt For For Management
1.12 Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: SEP 14, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond J. Bromark For For Management
2 Elect Director Gary J. Fernandes For For Management
3 Elect Director Kay Koplovitz For For Management
4 Elect Director Christopher B. Lofgren For For Management
5 Elect Director William E. McCracken For For Management
6 Elect Director John A. Swainson For For Management
7 Elect Director Laura S. Unger For For Management
8 Elect Director Arthur F. Weinbach For For Management
9 Elect Director Renato (Ron) Zambonini For For Management
10 Ratify Auditors For For Management
11 Amend Executive Bonus Program Against For Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Ronald Dietz For For Management
2 Elect Director Lewis Hay, III For For Management
3 Elect Director Mayo A. Shattuck III For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
2 Elect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation.
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc.
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2009
18 Approve The Directors Remuneration For For Management
Report Of Carnival Plc For The Year
Ended November 30, 2009
19 Authorize Issue of Equity with For For Management
Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Shares for Market Purchase For For Management
22 Stock Retention/Holding Period Against For Shareholder
23 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against For Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against For Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against For Shareholder
23 Report on Financial Risks From Climate Against Against Shareholder
Change
24 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
CHUBB CORPORATION, THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Martin G. Mcguinn For For Management
6 Elect Director Lawrence M. Small For For Management
7 Elect Director Jess Soderberg For For Management
8 Elect Director Daniel E. Somers For For Management
9 Elect Director Karen Hastie Williams For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Cordani For For Management
2 Elect Director Isaiah Harris, Jr. For For Management
3 Elect Director Jane E. Henney, M.D. For For Management
4 Elect Director Donna F. Zarcone For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Andrew N. Liveris For For Management
6 Elect Director Michael E. O'Neill For For Management
7 Elect Director Vikram S. Pandit For For Management
8 Elect Director Richard D. Parsons For For Management
9 Elect Director Lawrence R. Ricciardi For For Management
10 Elect Director Judith Rodin For For Management
11 Elect Director Robert L. Ryan For For Management
12 Elect Director Anthony M. Santomero For For Management
13 Elect Director Diana L. Taylor For For Management
14 Elect Director William S. Thompson, Jr. For For Management
15 Elect Director Ernesto Zedillo For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Omnibus Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Amend NOL Rights Plan (NOL Pill) For For Management
21 Approve Reverse Stock Split For For Management
22 Affirm Political Non-Partisanship Against Against Shareholder
23 Report on Political Contributions Against For Shareholder
24 Report on Collateral in Derivatives Against For Shareholder
Trading
25 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
26 Stock Retention/Holding Period Against For Shareholder
27 Reimburse Expenses Incurred by Against For Shareholder
Stockholder in Contested Election of
Directors
--------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Cathleen P. Black For For Management
4 Elect Director Barry Diller For Against Management
5 Elect Director Alexis M. Herman For For Management
6 Elect Director Muhtar Kent For For Management
7 Elect Director Donald R. Keough For For Management
8 Elect Director Maria Elena Lagomasino For For Management
9 Elect Director Donald F. McHenry For For Management
10 Elect Director Sam Nunn For For Management
11 Elect Director James D. Robinson III For For Management
12 Elect Director Peter V. Ueberroth For For Management
13 Elect Director Jacob Wallenberg For For Management
14 Elect Director James B. Williams For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against For Shareholder
18 Performance-Based Equity Awards Against Against Shareholder
19 Publish Report on Chemical Bisphenol A Against For Shareholder
(BPA)
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Phillip Humann For For Management
1.2 Elect Director Suzanne B. Labarge For For Management
1.3 Elect Director Veronique Morali For Withhold Management
1.4 Elect Director Phoebe A. Wood For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
COHEN & STEERS QUALITY INCOME REATLY FUND, INC.
Ticker: RQI Security ID: 19247L106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Cohen For For Management
1.2 Elect Director Richard J. Norman For For Management
1.3 Elect Director Frank K. Ross For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director David W. Johnson For For Management
7 Elect Director Richard J. Kogan For For Management
8 Elect Director Delano E. Lewis For For Management
9 Elect Director J. Pedro Reinhard For For Management
10 Elect Director Stephen I. Sadove For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Report on Charitable Contributions Against Against Shareholder
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.g. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 17, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin Burke For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director George Campbell, Jr. For For Management
4 Elect Director Gordon J. Davis For For Management
5 Elect Director Michael J. Del Giudice For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director John F. Hennessy, III For For Management
8 Elect Director Sally Hernandez For For Management
9 Elect Director John F. Killian For For Management
10 Elect Director Eugene R. McGrath For For Management
11 Elect Director Michael W. Ranger For For Management
12 Elect Director L. Frederick Sutherland For For Management
13 Ratify Auditors For For Management
14 Increase Disclosure of Executive Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes, II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Aulana L. Peters For For Management
3 Elect Director David B. Speer For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Limit Executive Compensation Against Against Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
10 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A101
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil R. Austrian For For Management
1.2 Elect Director Ralph F. Boyd, Jr. For For Management
1.3 Elect Director Paul A. Gould For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Peter A. Lund For For Management
1.6 Elect Director Gregory B. Maffei For For Management
1.7 Elect Director John C. Malone For For Management
1.8 Elect Director Nancy S. Newcomb For For Management
1.9 Elect Director Haim Saban For For Management
1.10 Elect Director Michael D. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey S. Aronin For For Management
2 Elect Director Mary K. Bush For For Management
3 Elect Director Gregory C. Case For For Management
4 Elect Director Robert M. Devlin For For Management
5 Elect Director Cynthia A. Glassman For For Management
6 Elect Director Richard H. Lenny For For Management
7 Elect Director Thomas G. Maheras For For Management
8 Elect Director Michael H. Moskow For For Management
9 Elect Director David W. Nelms For For Management
10 Elect Director E. Follin Smith For For Management
11 Elect Director Lawrence A.Weinbach For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director George A. Davidson, Jr. For For Management
1.4 Elect Director Thomas F. Farrell II For For Management
1.5 Elect Director John W. Harris For For Management
1.6 Elect Director Robert S. Jepson, Jr. For For Management
1.7 Elect Director Mark J. Kington For For Management
1.8 Elect Director Margaret A. McKenna For For Management
1.9 Elect Director Frank S. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Amend Quorum Requirements For For Management
8 Adopt Renewable Energy Production Goal Against Against Shareholder
9 Stop Construction of Nuclear Reactor at Against Against Shareholder
North Anna Facility
10 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Report on Global Warming Lobbying Against Against Shareholder
Activities
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Moffett For For Management
2 Elect Director Richard T. Schlosberg, For For Management
III
3 Elect Director Thomas J. Tierney For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EL PASO CORPORATION
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Juan Carlos Braniff For For Management
2 Elect Director David W. Crane For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Robert W. Goldman For For Management
5 Elect Director Anthony W. Hall, Jr. For For Management
6 Elect Director Thomas R. Hix For For Management
7 Elect Director Ferrell P. McClean For For Management
8 Elect Director Timothy J. Probert For For Management
9 Elect Director Steven J. Shapiro For For Management
10 Elect Director J. Michael Talbert For For Management
11 Elect Director Robert F. Vagt For For Management
12 Elect Director John L. Whitmire For For Management
13 Amend Omnibus Stock Plan For For Management
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Amend Executive Incentive Bonus Plan For For Management
12 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
13 Stock Retention/Holding Period Against For Shareholder
14 Double Trigger on Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary G. Benanav For For Management
2 Elect Director Frank J. Borelli For For Management
3 Elect Director Maura C. Breen For For Management
4 Elect Director Nicholas J. LaHowchic For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Frank Mergenthaler For For Management
7 Elect Director Woodrow A Myers, Jr., For For Management
M.D.
8 Elect Director John O. Parker, Jr. For For Management
9 Elect Director George Paz For For Management
10 Elect Director Samuel K. Skinner For For Management
11 Elect Director Seymour Sternberg For For Management
12 Elect Director Barrett A. Toan For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
--------------------------------------------------------------------------------
FIRST TRUST STRATEGIC HIGH INCOME FUND
Ticker: FHI Security ID: 337347108
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: JAN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Niel B. Nielson For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For Withhold Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Richard A. Manoogian For Withhold Management
1.9 Elect Director Ellen R. Marram For Withhold Management
1.10 Elect Director Alan Mulally For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Gerald L. Shaheen For For Management
1.13 Elect Director John L. Thornton For Withhold Management
2 Ratify Auditors For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Disclose Prior Government Service Against Against Shareholder
5 Adopt Recapitalization Plan Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Prohibit Energy Projects Only Concerned Against Against Shareholder
With CO2 Reduction
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director James M. Schneider For For Management
1.9 Elect Director Mayo A. Shattuck III For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Lester L. Lyles For For Management
9 Elect Director William A. Osborn For For Management
10 Elect Director Robert Walmsley For For Management
11 Ratify Auditors For For Management
12 Report on Space-based Weapons Program Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director Kevin E. Lofton For For Management
1.7 Elect Director John W. Madigan For For Management
1.8 Elect Director John C. Martin For For Management
1.9 Elect Director Gordon E. Moore For For Management
1.10 Elect Director Nicholas G. Moore For For Management
1.11 Elect Director Richard J. Whitley For For Management
1.12 Elect Director Gayle E. Wilson For For Management
1.13 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Gary D. Cohn For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Lakshmi N. Mittal For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director H. Lee Scott, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide for Cumulative Voting Against For Shareholder
7 Report on Collateral in Derivatives Against For Shareholder
Trading
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Political Contributions Against For Shareholder
10 Report on Global Warming Science Against Against Shareholder
11 Report on Pay Disparity Against Against Shareholder
12 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Larry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Prepare Sustainability Report Against For Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For For Management
1.2 Elect Trustee Oleg M. Pohotsky For For Management
1.3 Elect Trustee William S. Reardon For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q HEALTHCARE INVESTORS
Ticker: HQH Security ID: 404052102
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Eric Oddleifson For Withhold Management
1.2 Elect Trustee Oleg M. Pohotsky For Withhold Management
1.3 Elect Trustee William S. Reardon For Withhold Management
2 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For For Management
1.2 Elect Trustee William S. Reardon For For Management
1.3 Elect Trustee Uwe E. Reinhardt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H&Q LIFE SCIENCES INVESTORS
Ticker: HQL Security ID: 404053100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lawrence S. Lewin For Withhold Management
1.2 Elect Trustee William S. Reardon For Withhold Management
1.3 Elect Trustee Uwe E. Reinhardt For Withhold Management
2 Ratify Auditors For Abstain Management
--------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.M. Bennett For For Management
2 Elect Director J.R. Boyd For For Management
3 Elect Director M. Carroll For For Management
4 Elect Director N.K. Dicciani For For Management
5 Elect Director S.M. Gillis For For Management
6 Elect Director J.T. Hackett For For Management
7 Elect Director D.J. Lesar For For Management
8 Elect Director R.A. Malone For For Management
9 Elect Director J.L. Martin For For Management
10 Elect Director D.L. Reed For For Management
11 Ratify Auditors For For Management
12 Review and Assess Human Rights Policies Against For Shareholder
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert B. Allardice, III For For Management
2 Elect Director Trevor Fetter For For Management
3 Elect Director Paul G. Kirk, Jr. For For Management
4 Elect Director Liam E. McGee For For Management
5 Elect Director Gail J. McGovern For For Management
6 Elect Director Michael G. Morris For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Charles B. Strauss For For Management
9 Elect Director H. Patrick Swygert For For Management
10 Ratify Auditors For For Management
11 Approve Omnibus Stock Plan For For Management
12 Amend Executive Incentive Bonus Plan For For Management
13 Reimburse Proxy Contest Expenses Against For Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Joel Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
--------------------------------------------------------------------------------
HOME DEPOT, INC., THE
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Provide for Cumulative Voting Against For Shareholder
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide Right to Act by Written Consent Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Prepare Employment Diversity Report Against For Shareholder
18 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Clive R. Hollick For For Management
8 Elect Director George Paz For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Michael W. Wright For For Management
11 Ratify Auditors For For Management
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Review and Amend Code of Conduct to Against Against Shareholder
Include Human Rights
--------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald O. Quest PhD For For Management
2 Elect Director Joseph G. Sponholz For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marvin D. Brailsford For For Management
2 Elect Director Susan Crown For For Management
3 Elect Director Don H. Davis, Jr. For For Management
4 Elect Director Robert C. McCormack For For Management
5 Elect Director Robert S. Morrison For For Management
6 Elect Director James A. Skinner For For Management
7 Elect Director David B. Smith, Jr. For For Management
8 Elect Director David B. Speer For For Management
9 Elect Director Pamela B. Strobel For For Management
10 Ratify Auditors For For Management
11 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against For Shareholder
17 Provide for Cumulative Voting Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND
Ticker: BTO Security ID: 409735206
Meeting Date: JAN 22, 2010 Meeting Type: Annual
Record Date: NOV 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyle For For Management
1.2 Elect Director Deborah C. Jackson For For Management
1.3 Elect Director Patti McGill Peterson For For Management
1.4 Elect Director Steven R. Pruchansky For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
6 Report on Collateral in Derivatives Against For Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND
Ticker: USA Security ID: 530158104
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Lowry For For Management
1.2 Elect Director John J. Neuhauser For For Management
1.3 Elect Director Richard C. Rantzow For For Management
2 Approve Sub-advisory Agreement For For Management
--------------------------------------------------------------------------------
LIBERTY ALL-STAR GROWTH FUND, INC.
Ticker: ASG Security ID: 529900102
Meeting Date: JUN 11, 2010 Meeting Type: Proxy Contest
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Gaspari For Did Not Vote Management
1.2 Elect Director Richard W. Lowry For Did Not Vote Management
2 Approve Investment Advisory Agreement For Did Not Vote Management
1.1 Elect Director George R. Gaspari Against Did Not Vote Shareholder
1.2 Elect Director Richard W. Lowry Against Did Not Vote Shareholder
2 Approve Investment Advisory Agreement Against Did Not Vote Management
--------------------------------------------------------------------------------
LMP CAPITAL AND INCOME FUND, INC.
Ticker: SCD Security ID: 50208A102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie H. Gelb For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director R. Jay Gerken For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. C. "Pete" Aldrige, For For Management
Jr.
2 Elect Director Nolan D. Archibald For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Gwendolyn S. King For For Management
6 Elect Director James M. Loy For For Management
7 Elect Director Douglas H. McCorkindale For For Management
8 Elect Director Joseph W. Ralston For For Management
9 Elect Director James Schneider For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Report on Space-based Weapons Program Against Against Shareholder
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For Against Management
1.2 Elect Director Robert A. Eckert For Against Management
1.3 Elect Director Frances D. Fergusson For Against Management
1.4 Elect Director Tully M. Friedman For Against Management
1.5 Elect Director Dominic Ng For Against Management
1.6 Elect Director Vasant M. Prabhu For Against Management
1.7 Elect Director Andrea L. Rich For Against Management
1.8 Elect Director Ronald L. Sargent For Against Management
1.9 Elect Director Dean A. Scarborough For Against Management
1.10 Elect Director Christopher A. Sinclair For Against Management
1.11 Elect Director G. Craig Sullivan For Against Management
1.12 Elect Director Kathy Brittain White For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 22, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andy D. Bryant For For Management
1.2 Elect Director Wayne A. Budd For For Management
1.3 Elect Director John H. Hammergren For For Management
1.4 Elect Director Alton F. Irby, III For For Management
1.5 Elect Director M. Christine Jacobs For For Management
1.6 Elect Director Marie L. Knowles For For Management
1.7 Elect Director David M. Lawrence For For Management
1.8 Elect Director Edward A. Mueller For For Management
1.9 Elect Director Jane E. Shaw For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For Against Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 27, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director William A. Hawkins For For Management
1.4 Elect Director S. Ann Jackson For For Management
1.5 Elect Director Denise M. O'Leary For For Management
1.6 Elect Director Robert C. Pozen For For Management
1.7 Elect Director Jean-pierre Rosso For For Management
1.8 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard, Ph.D For For Management
1.2 Elect Director Alfred F. Kelly, Jr. For For Management
1.3 Elect Director James M. Kilts For For Management
1.4 Elect Director David Satcher, M.D., For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank V. AtLee III For For Management
2 Elect Director David L. Chicoine For For Management
3 Elect Director Arthur H. Harper For For Management
4 Elect Director Gwendolyn S. King For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For Against Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For Against Management
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Stock Retention/Holding Period Against For Shareholder
19 Require Independent Board Chairman Against For Shareholder
20 Report on Pay Disparity Against Against Shareholder
21 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben A. Guill For For Management
1.2 Elect Director Roger L. Jarvis For For Management
1.3 Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glen A. Barton For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director Joseph A. Carrabba For For Management
4 Elect Director Noreen Doyle For For Management
5 Elect Director Veronica M. Hagen For For Management
6 Elect Director Michael S. Hamson For For Management
7 Elect Director Richard T. O'Brien For For Management
8 Elect Director John B. Prescott For For Management
9 Elect Director Donald C. Roth For For Management
10 Elect Director James V. Taranik For For Management
11 Elect Director Simon Thompson For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 65337H109
Meeting Date: JUL 14, 2009 Meeting Type: Annual
Record Date: MAY 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee R. Peter Sullivan, III For For Management
1.2 Elect Trustee Diana L. Taylor For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Abdoo For For Management
2 Elect Director Steven C. Beering For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Michael E. Jesanis For For Management
5 Elect Director Marty R. Kittrell For For Management
6 Elect Director W. Lee Nutter For For Management
7 Elect Director Deborah S. Parker For For Management
8 Elect Director Ian M. Rolland For For Management
9 Elect Director Robert C. Skaggs, Jr. For For Management
10 Elect Director Richard L. Thompson For For Management
11 Elect Director Carolyn Y. Woo For For Management
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Approve Omnibus Stock Plan For For Management
15 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director John S. Chalsty For Against Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For Against Management
6 Elect Director Carlos M. Gutierrez For Against Management
7 Elect Director Ray R. Irani For Against Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Avedick B. Poladian For Against Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Limit Executive Compensation Against Against Shareholder
18 Require Independent Board Chairman Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Report on Host Country Social and Against Against Shareholder
Environmental Laws
21 Require a Majority Vote for the Against For Shareholder
Election of Directors
22 Report on Policy for Increasing Safety Against Against Shareholder
by Reducing Hazardous Substance Usage
and Re-locating Facilities
23 Double Trigger on Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director B. Thomas Golisano For For Management
2 Elect Director David J.S. Flaschen For For Management
3 Elect Director Grant M. Inman For For Management
4 Elect Director Pamela A. Joseph For For Management
5 Elect Director Jonathan J. Judge For For Management
6 Elect Director Joseph M. Tucci For For Management
7 Elect Director Joseph M. Velli For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For For Management
12 Elect Director Daniel Vasella For Against Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Report on Public Policy Advocacy Against Against Shareholder
Process
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
13 Establish Supplier Human Rights Against Against Shareholder
Purchasing Protocols
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For For Management
17 Provide for Cumulative Voting Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Gordon M. Bethune For For Management
3 Elect Director Gaston Caperton For For Management
4 Elect Director Gilbert F. Casellas For For Management
5 Elect Director James G. Cullen For For Management
6 Elect Director William H. Gray, III For For Management
7 Elect Director Mark B. Grier For For Management
8 Elect Director Jon F. Hanson For For Management
9 Elect Director Constance J. Horner For For Management
10 Elect Director Karl J. Krapek For For Management
11 Elect Director Christine A. Poon For For Management
12 Elect Director John R. Strangfield For For Management
13 Elect Director James A. Unruh For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Schoewe For For Management
1.2 Elect Director Timothy R. Eller For For Management
1.3 Elect Director Clint W. Murchison III For For Management
1.4 Elect Director Richard J. Dugas, Jr. For For Management
1.5 Elect Director David N. McCammon For Withhold Management
1.6 Elect Director James J. Postl For For Management
2 Declassify the Board of Directors For For Management
3 Amend Stock Ownership Limitations For For Management
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Require Independent Board Chairman Against For Shareholder
7 Performance-Based Equity Awards Against For Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Stock Retention/Holding Period Against For Shareholder
10 Reimburse Expenses Incurred by Against For Shareholder
Stockholder in Contested Election of
Directors
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward A. Mueller For For Management
2 Elect Director Charles L. Biggs For For Management
3 Elect Director K. Dane Brooksher For For Management
4 Elect Director Peter S. Hellman For For Management
5 Elect Director R. David Hoover For Against Management
6 Elect Director Patrick J. Martin For For Management
7 Elect Director Caroline Matthews For For Management
8 Elect Director Wayne W. Murdy For For Management
9 Elect Director Jan L. Murley For For Management
10 Elect Director Michael J. Roberts For For Management
11 Elect Director James A. Unruh For For Management
12 Elect Director Anthony Welters For For Management
13 Ratify Auditors For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Performance-Based Equity Awards Against Against Shareholder
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Require Independent Board Chairman Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director James E. O Connor For For Management
2 Election Director John W. Croghan For For Management
3 Election Director James W. Crownover For For Management
4 Election Director William J. Flynn For For Management
5 Election Director David I. Foley For For Management
6 Election Director Michael Larson For For Management
7 Election Director Nolan Lehmann For For Management
8 Election Director W. Lee Nutter For For Management
9 Election Director Ramon A. Rodriguez For For Management
10 Election Director Allan C. Sorensen For For Management
11 Election Director John M. Trani For For Management
12 Election Director Michael W. Wickham For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For For Management
2 Elect Director Christopher B. Begley For For Management
3 Elect Director Crandall C. Bowles For Against Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director James S. Crown For Against Management
6 Elect Director Laurette T. Koellner For For Management
7 Elect Director Cornelis J.A. Van Lede For For Management
8 Elect Director Dr. John McAdam For For Management
9 Elect Director Sir Ian Prosser For For Management
10 Elect Director Norman R. Sorensen For Against Management
11 Elect Director Jeffrey W. Ubben For For Management
12 Elect Director Jonathan P. Ward For Against Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Melvyn E. Bergstein For For Management
2 Elect Director Linda Walker Bynoe For For Management
3 Elect Director Larry C. Glasscock For For Management
4 Elect Director Karen N. Horn, PhD For For Management
5 Elect Director Allan Hubbard For For Management
6 Elect Director Reuben S. Leibowitz For For Management
7 Elect Director Daniel C. Smith, PhD For For Management
8 Elect Director J. Albert Smith, Jr. For For Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHERN COMPANY, THE
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Baranco For For Management
1.2 Elect Director J. A. Boscia For For Management
1.3 Elect Director H. A. Clark III For For Management
1.4 Elect Director H. W. Habermeyer, Jr. For For Management
1.5 Elect Director V. M. Hagen For For Management
1.6 Elect Director W. A. Hood, Jr. For For Management
1.7 Elect Director D. M. James For For Management
1.8 Elect Director J. N. Purcell For For Management
1.9 Elect Director D. M. Ratcliffe For For Management
1.10 Elect Director W. G. Smith, Jr. For For Management
1.11 Elect Director L. D. Thompson For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Increase Authorized Common Stock For For Management
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
7 Report on Coal Combustion Waste Hazard Against For Shareholder
and Risk Mitigation Efforts
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For For Management
1.2 Elect Director Barbara B. Hill For For Management
1.3 Elect Director Michael A. Rocca For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against For Shareholder
--------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 24, 2010 Meeting Type: Annual
Record Date: JAN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Schultz For For Management
1.2 Elect Director Barbara Bass For For Management
1.3 Elect Director William W. Bradley For For Management
1.4 Elect Director Mellody Hobson For For Management
1.5 Elect Director Kevin R. Johnson For For Management
1.6 Elect Director Olden Lee For For Management
1.7 Elect Director Sheryl Sandberg For For Management
1.8 Elect Director James G. Shennan, Jr. For For Management
1.9 Elect Director Javier G. Teruel For For Management
1.10 Elect Director Myron E. Ullman, III For For Management
1.11 Elect Director Craig E. Weatherup For For Management
2 Ratify Auditors For For Management
3 Adopt Comprehensive Recycling Strategy Against Against Shareholder
for Beverage Containers
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert M. Beall, II For For Management
2 Elect Director Alston D. Correll For For Management
3 Elect Director Jeffrey C. Crowe For For Management
4 Elect Director Patricia C. Frist For For Management
5 Elect Director Blake P. Garrett, Jr. For For Management
6 Elect Director David H. Hughes For For Management
7 Elect Director M. Douglas Ivester For For Management
8 Elect Director J. Hicks Lanier For For Management
9 Elect Director William A. Linnenbringer For For Management
10 Elect Director G. Gilmer Minor, III For For Management
11 Elect Director Larry L. Prince For For Management
12 Elect Director Frank S. Royal, M.D. For For Management
13 Elect Director Thomas R. Watjen For For Management
14 Elect Director James M. Wells, III For For Management
15 Elect Director Karen Hastie Williams For For Management
16 Elect Director Phail Wynn, Jr. For For Management
17 Amend Management Incentive Bonus Plan For For Management
18 Ratify Auditors For For Management
19 Advisory Vote on Executive Compensation For For Management
20 Prepare Sustainability Report Against For Shareholder
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Calvin Darden For For Management
2 Elect Director Anne M. Mulcahy For For Management
3 Elect Director Stephen W. Sanger For For Management
4 Elect Director Gregg W. Steinhafel For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Articles of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For Against Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For Against Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For Against Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For Against Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jose B. Alvarez For For Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director David A. Brandon For For Management
4 Elect Director Bernard Cammarata For For Management
5 Elect Director David T. Ching For For Management
6 Elect Director Michael F. Hines For For Management
7 Elect Director Amy B. Lane For For Management
8 Elect Director Carol Meyrowitz For For Management
9 Elect Director John F. O'Brien For For Management
10 Elect Director Willow B. Shire For For Management
11 Elect Director Fletcher H. Wiley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Blythe J. McGarvie For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew H. Card, Jr. For For Management
2 Elect Director Erroll B. Davis, Jr. For For Management
3 Elect Director Thomas J. Donohue For For Management
4 Elect Director Archie W. Dunham For For Management
5 Elect Director Judith Richards Hope For For Management
6 Elect Director Charles C. Krulak For For Management
7 Elect Director Michael R. McCarthy For For Management
8 Elect Director Michael W. McConnell For For Management
9 Elect Director Thomas F. McLarty III For For Management
10 Elect Director Steven R. Rogel For For Management
11 Elect Director Jose H. Villarreal For For Management
12 Elect Director James R. Young For For Management
13 Ratify Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
15 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. Michael Caulfield For For Management
2 Elect Director Ronald E. Goldsberry For For Management
3 Elect Director Kevin T. Kabat For For Management
4 Elect Director Michael J. Passarella For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Sandra O. Moose For For Management
5 Elect Director Joseph Neubauer For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Thomas H. O'Brien For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Elect Director John R. Stafford For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Prohibit Executive Stock-Based Awards Against Against Shareholder
17 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Adopt Policy on Succession Planning Against For Shareholder
21 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For Against Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For Against Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Report on Political Contributions Against For Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 13, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director Mark P. Frissora For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Performance-Based Equity Awards Against For Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Reduce Supermajority Vote Requirement For For Management
17 Reduce Supermajority Vote Requirement For For Management
18 Amend Articles of Incorporation to For For Management
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to For For Management
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Ex-Gay Status
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For Against Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against For Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dinyar S. Devitre For For Management
2 Elect Director Christina A. Gold For For Management
3 Elect Director Betsy D. Holden For For Management
4 Elect Director Wulf Von Schimmelmann For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Robert M. Amen For Against Management
3.2 Elect Director Michael J. Critelli For Against Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For Against Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For Against Management
3.7 Elect Director Raymond J. McGuire For Against Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For Against Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect DirectorFredric W. Corrigan For For Management
1.2 Elect Director Richard K. Davis For For Management
1.3 Elect Director Benjamin G.S. Fowke, III For For Management
1.4 Elect Director Richard C. Kelly For For Management
1.5 Elect Director Albert F. Moreno For For Management
1.6 Elect Director Christopher J. For For Management
Policinski
1.7 Elect Director A. Patricia Sampson For For Management
1.8 Elect Director David A. Westerlund For For Management
1.9 Elect Director Kim Williams For For Management
1.10 Elect Director Timothy V. Wolf For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 12, 2009 Meeting Type: Annual
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director Jerald G. Fishman For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director J. Michael Patterson For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director E.W. Vanderslice For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director J. David Grissom For For Management
4 Elect Director Bonnie G. Hill For For Management
5 Elect Director Robert Holland, Jr. For For Management
6 Elect Director Kenneth G. Langone For For Management
7 Elect Director Jonathan S. Linen For For Management
8 Elect Director Thomas C. Nelson For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Thomas M. Ryan For For Management
11 Elect Director Jing-Shyh S. Su For For Management
12 Elect Director Robert D. Walter For For Management
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ZWEIG TOTAL RETURN FUND, INC., THE
Ticker: ZTR Security ID: 989837109
Meeting Date: OCT 27, 2009 Meeting Type: Special
Record Date: AUG 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Closed-End to Against Against Management
Open-End Fund
========== END NPX REPORT