UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MADISON DEARBORN CAPITAL PARTNERS IV LP THREE FIRST NATIONAL PLAZA, SUITE 4600 70 WEST MADISON STREET CHICAGO, IL 60602 |
 |  X |  |  |
MADISON DEARBORN PARTNERS IV LP THREE FIRST NATIONAL PLAZA, SUITE 4600 70 WEST MADISON STREET CHICAGO, IL 60602 |
 |  X |  |  |
MADISON DEARBORN CAPITAL PARTNERS IV, L.P., By: MADISON DEARBORN PARTNERS IV, L.P., Its: General Partner, By: MADISON DEARBORN PARTNERS, L.L.C., Its: General Partner, By: Mark B. Tresnowski, Its: Managing Director | 10/27/2010 | |
**Signature of Reporting Person | Date | |
MADISON DEARBORN PARTNERS IV, L.P., By: MADISON DEARBORN PARTNERS, L.L.C., Its: General Partner, By: Mark B. Tresnowski, Its: Managing Director | 10/27/2010 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Immediately prior to the closing of First Wind Holdings Inc.'s (the " Issuer's") initial public offering, all of the equity interests in First Wind Holdings, LLC owned by Madison Dearborn Capital Partners IV, L.P. ("MDCP IV") will be exchanged for Series B Membership Interests of First Wind Holdings, LLC ("Series B Membership Interests") and an equal number of shares of the Issuer's Class B Common Stock (the "reorganization").  One share of the Issuer's Class B Common Stock, together with one Series B Membership Interest, will be exchangeable at any time for one share of the Issuer's Class A Common Stock, without expiration. Madison Dearborn Partners IV, L.P., as the sole general partner of MDCP IV, may be deemed to beneficially own the securities to be issued to MDCP IV in the reorganization. |