UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number |
811-4980 |
|
||||
|
||||||
TCW Strategic Income Fund, Inc. |
||||||
(Exact name of registrant as specified in charter) |
||||||
|
||||||
865 South Figueroa Street, Suite 1800, Los Angeles, CA |
|
90017 |
||||
(Address of principal executive offices) |
|
(Zip code) |
||||
|
||||||
Philip K. Holl, Esq. |
||||||
(Name and address of agent for service) |
||||||
|
||||||
Registrant's telephone number, including area code: |
(213) 244-0000 |
|
||||
|
||||||
Date of fiscal year end: |
December 31 |
|
||||
|
|
|
||||
Date of reporting period: |
9/30/2006 |
|
||||
Item 1. Schedule of Investments. The schedule of investments for the period ending September 30, 2006 is filed herewith.
TCW Strategic Income Fund, Inc.
Schedule of Investments (Unaudited) |
September 30, 2006 |
Principal |
|
|
|
|
|
||
Amount |
|
Fixed Income Securities |
|
Value |
|
||
|
|
Asset Backed Securities (11.5% of Net Assets) |
|
|
|
||
|
|
Banking (11.5%) |
|
|
|
||
$ |
2,500,000 |
|
Ameriquest Mortgage Securities, Inc. (06-R2-M10), 7.24%, due 03/29/36 |
|
$ |
2,245,360 |
|
2,661,000 |
|
Argent Securities, Inc. (06-W3-M10), (144A), 7.253%, due 05/25/36 |
|
2,359,974 |
* |
||
2,000,000 |
|
Argent Securities, Inc. (06-W4-M10), 7.429%, due 05/25/36 |
|
1,760,000 |
|
||
2,000,000 |
|
Carrington Mortgage Loan Trust (06-NC1-M10), (144A), 8.323%, due 01/25/36 |
|
1,876,250 |
* |
||
2,000,000 |
|
Countrywide Asset-Backed Certificates (06-5-B), 7.723%, due 03/25/36 |
|
2,018,080 |
|
||
2,000,000 |
|
Countrywide Asset-Backed Certificates (06-6-B), (144A), 7.751%, due 03/29/36 |
|
1,824,140 |
* |
||
2,000,000 |
|
First Franklin Mortgage Loan Asset Backed Certificate (06-FF5-M10), (144A), 7.323%, due 04/25/36 |
|
1,786,250 |
* |
||
2,000,000 |
|
First Franklin Mortgage Loan Asset Backed Certificate (06-FF7-M10), (144A), 7.12%, due 05/25/36 |
|
1,792,187 |
* |
||
2,000,000 |
|
Fremont Home Loan Trust (06-2-M9), 7.723%, due 04/28/36 |
|
1,810,937 |
|
||
2,000,000 |
|
HSI Asset Securitization Corp. Trust (06-OPT3-M9), 6.78%, due 04/05/36 |
|
2,000,000 |
|
||
2,000,000 |
|
JP Morgan Mortgage Acquisition Corp. (06-NC1-M10), (144A), 7.34%, due 04/25/36 |
|
1,785,000 |
* |
||
1,000,000 |
|
Residential Asset Mortgage Products, Inc. (06-NC3-M9), 7.053%, due 03/25/36 |
|
1,000,000 |
|
||
2,000,000 |
|
Saxon Asset Securities Trust (06-2-B4), 7.63%, due 09/25/36 |
|
1,819,430 |
|
||
2,000,000 |
|
Soundview Home Equity Loan Trust (06-OPT2-M9), (144A), 7.32%, due 05/25/36 |
|
1,830,312 |
* |
||
2,000,000 |
|
Soundview Home Equity Loan Trust (06-OPT3-M9), (144A), 7.823%, due 06/25/36 |
|
1,811,563 |
* |
||
2,000,000 |
|
Structured Asset Securities Corp. (06-WF1-M9), 6.818%, due 02/25/36 |
|
2,000,000 |
|
||
|
|
Total Banking |
|
29,719,483 |
|
||
|
|
Total Asset Backed Securities (Cost: $29,262,973) |
|
29,719,483 |
|
||
|
|
|
|
|
|
||
|
|
Collateralized Debt Obligations (13.6%) |
|
|
|
||
|
|
Banking (13.6%) |
|
|
|
||
4,000,000 |
|
ARES VR, Ltd. (06-1A), (144A), 7.253%, due 02/24/18 |
|
3,760,000 |
* ** |
||
1,000,000 |
|
Bering CDO, Ltd. (06-1A), 0%, due 09/07/46 |
|
950,000 |
** |
||
1,000,000 |
|
Bering CDO, Ltd. (06-1A-C), (144A), 11.923%, due 09/07/46 |
|
1,000,000 |
* ** |
||
1,000,000 |
|
CW Capital Cobalt (06-2A-K), (144A), 8.55%, due 04/26/50 |
|
1,000,000 |
* ** |
||
1,000,000 |
|
CW Capital Cobalt II, 0%, due 04/26/50 |
|
940,000 |
** *** |
||
2,000,000 |
|
De Meer Middle Market CLO, Ltd. (06-1A), 5.477%, due 10/20/18 |
|
1,900,000 |
** |
1,000,000 |
|
De Meer Middle Market CLO, Ltd. (06-1A-E), (144A), 9.477%, due 10/20/18 |
|
1,000,000 |
* ** |
1,000,000 |
|
Fortius I Funding, Ltd., (144A), 0%, due 07/12/41 |
|
970,000 |
* ** *** |
1,000,000 |
|
Four Corners CLO (06-1A-S1), (144A), 0%, due 01/26/20 |
|
902,500 |
* ** |
2,000,000 |
|
Galaxy CLO, Ltd. (06-6I), 0%, due 06/13/18 |
|
1,920,000 |
** |
2,000,000 |
|
Galaxy CLO, Ltd. (06-7A), (144A), 0%, due 10/13/18 |
|
1,960,000 |
* ** |
1,000,000 |
|
IXIS ABS CDO Ltd. (06-1I-E), 11.41%, due 12/13/46 |
|
1,000,000 |
** |
3,000,000 |
|
Katonah, Ltd. (8A), (144A), 0%, due 05/20/18 |
|
2,790,000 |
* ** |
2,000,000 |
|
Marathon Structured Finance CDO, Ltd. (06-1A-E), (144A), 11.058%, due 07/26/46 |
|
2,000,000 |
* ** |
3,500,000 |
|
Octagon Investment Partners X, Ltd. (06-10A), (144A), 0%, due 10/18/20 |
|
3,465,000 |
** |
3,000,000 |
|
Prospect Park CDO, Ltd. (06-1I), 0%, due 07/15/20 |
|
3,000,000 |
** |
2,000,000 |
|
Vertical CDO Ltd. (06-2A), (144A), 0%, due 05/09/46 |
|
1,960,000 |
* ** |
2,000,000 |
|
Vertical CDO Ltd. (06-2A-C), (144A), 11.444%, due 05/09/46 |
|
1,977,616 |
* ** |
1,750,000 |
|
Vertical CDO Ltd. (06-CR1A), 0%, due 04/22/46 |
|
1,750,000 |
** *** |
1,000,000 |
|
Vertical CDO Ltd. (06-CR1A-G), 9.08%, due 04/22/46 |
|
1,000,000 |
** |
|
|
Total Banking |
|
35,245,116 |
|
|
|
|
|
|
|
|
|
Total Collateralized Debt Obligations (Cost: $34,712,500) |
|
35,245,116 |
|
|
|
|
|
|
|
|
|
Convertible Corporate Bonds (8.7%) |
|
|
|
|
|
Banking (1.8%) |
|
|
|
2,495,000 |
|
SLM Corp., 5.435%, due 07/25/35 |
|
2,522,944 |
|
2,185,000 |
|
Wachovia Corp., 9.5%, due 09/20/07 |
|
2,185,000 |
|
|
|
Total Banking |
|
4,707,944 |
|
|
|
|
|
|
|
|
|
Commercial Services (0.2%) |
|
|
|
355,000 |
|
Rentech, Inc., 4%, due 04/15/13 |
|
476,144 |
|
|
|
|
|
|
|
|
|
Electronics (3.0%) |
|
|
|
1,885,000 |
|
Agere Systems, Inc., 6.5%, due 12/15/09 |
|
1,904,868 |
|
1,590,000 |
|
ASM Lithography Holding N.V., (144A), 5.75%, due 10/15/06 |
|
1,950,310 |
* |
1,935,000 |
|
Fairchild Semiconductor Corp., 5%, due 11/01/08 |
|
1,926,621 |
|
1,895,000 |
|
LSI Logic Corp., 4%, due 05/15/10 |
|
1,911,297 |
|
|
|
Total Electronics |
|
7,693,096 |
|
|
|
|
|
|
|
|
|
Industrial - Diversified (0.4%) |
|
|
|
900,000 |
|
Tyco International Group SA, 3.125%, due 01/15/23 |
|
1,186,083 |
|
|
|
|
|
|
|
|
|
Media - Broadcasting & Publishing (0.8%) |
|
|
|
2,060,000 |
|
Ciena Corp., 3.75%, due 02/01/08 |
|
1,997,046 |
|
|
|
|
|
|
|
|
|
Pharmaceuticals (0.8%) |
|
|
|
685,000 |
|
Connetics Corp., 2%, due 03/30/15 |
|
582,421 |
|
1,730,000 |
|
Connetics Corp., (144A), 2%, due 03/30/15 |
|
1,470,933 |
* |
|
|
Total Pharmaceuticals |
|
2,053,354 |
|
|
|
Real Estate (0.8%) |
|
|
|
2,025,000 |
|
Affordable Residental Communities, Inc., (144A), 7.5%, due 08/15/25 |
|
2,036,036 |
* |
|
|
|
|
|
|
|
|
Telecommunications (0.9%) |
|
|
|
2,390,000 |
|
Lucent Technologies, Inc., 8%, due 08/01/31 |
|
2,411,032 |
|
|
|
|
|
|
|
|
|
Total Convertible Corporate Bonds (Cost: $23,014,713) |
|
22,560,735 |
|
Number of |
|
|
|
|
|
Shares |
|
|
|
|
|
|
|
Convertible Preferred Stocks (12.2%) |
|
|
|
|
|
Aerospace & Defense (1.0%) |
|
|
|
20,000 |
|
Northrop Grumman Corp., $1.75 |
|
2,665,000 |
|
|
|
|
|
|
|
|
|
Automobiles (1.7%) |
|
|
|
43,785 |
|
Ford Motor Co. Capital Trust II, $1.625 |
|
1,483,217 |
|
54,400 |
|
General Motors Corp., $1.125 |
|
1,360,000 |
|
77,950 |
|
General Motors Corp., $1.3125 |
|
1,568,354 |
|
|
|
Total Automobiles |
|
4,411,571 |
|
|
|
|
|
|
|
|
|
Banking (0.3%) |
|
|
|
15,000 |
|
Credit Suisse First Boston Corp., Inc., $1.375 |
|
829,800 |
|
|
|
|
|
|
|
|
|
Commercial Services (1.3%) |
|
|
|
61,450 |
|
Central Parking Finance Trust, $1.3125 |
|
1,275,088 |
|
41,985 |
|
United Rentals, Inc., $1.625 |
|
1,973,295 |
|
|
|
Total Commercial Services |
|
3,248,383 |
|
|
|
|
|
|
|
|
|
Containers & Packaging (0.6%) |
|
|
|
63,561 |
|
Smurfit-Stone Container Corp., $1.75 |
|
1,517,519 |
**** |
|
|
|
|
|
|
|
|
Electric Utilities (1.6%) |
|
|
|
42,100 |
|
AES Trust III, $1.6875 |
|
2,068,163 |
|
79,500 |
|
Great Plains Energy, Inc., $2.00 |
|
1,981,140 |
|
|
|
Total Electric Utilities |
|
4,049,303 |
|
|
|
|
|
|
|
|
|
Food & Staples Retailing (1.6%) |
|
|
|
80,165 |
|
Albertsons, Inc., $1.8125 |
|
2,030,579 |
|
37,760 |
|
Rite Aid Corp., $1.75 |
|
2,015,440 |
|
|
|
Total Food & Staples Retailing |
|
4,046,019 |
|
|
|
|
|
|
|
|
|
Insurance (0.8%) |
|
|
|
32,705 |
|
Reinsurance Group of America, Inc., $1.4375 |
|
2,174,883 |
|
|
|
|
|
|
|
|
|
Media (0.7%) |
|
|
|
2,000 |
|
Interpublic Group of Companies, Inc., (144A), $1.28125 |
|
1,917,500 |
* |
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels (0.8%) |
|
|
|
20,945 |
|
Chesapeake Energy Corp., $1.125 |
|
1,947,885 |
|
|
|
|
|
|
|
|
|
Road & Rail (0.8%) |
|
|
|
1,860 |
|
Kansas City Southern, $1.28125 |
|
2,142,488 |
|
|
|
Transportation (0.2%) |
|
|
|
9,350 |
|
Bristow Group, Inc., $1.375 |
|
461,656 |
|
|
|
|
|
|
|
|
|
Utilities (0.8%) |
|
|
|
40,400 |
|
Entergy Corp., $1.90625 |
|
2,191,700 |
|
|
|
|
|
|
|
|
|
Total Convertible Preferred Stocks (Cost: $31,424,020) |
|
31,603,707 |
|
Principal |
|
|
|
|
|
Amount |
|
|
|
|
|
|
|
Collateralized Mortgage Obligations (23.3%) |
|
|
|
|
|
Banking (2.1%) |
|
|
|
5,902,165 |
|
GSR Mortgage Loan Trust (03-7F-1A4), 5.25%, due 06/25/33 |
|
5,472,564 |
|
|
|
|
|
|
|
|
|
U.S. Government Securities (21.2%) |
|
|
|
2,023,000 |
|
Federal Home Loan Mortgage Corp. (2684-SN), 4.506%, due 10/15/33 |
|
1,576,857 |
|
1,950,546 |
|
Federal Home Loan Mortgage Corp. (2870-E0), 0%, due 10/15/34 (P/O) |
|
1,211,604 |
|
3,144,097 |
|
Federal Home Loan Mortgage Corp. (2951-NS), 0%, due 03/15/35 (I/F) |
|
2,095,275 |
|
2,732,295 |
|
Federal Home Loan Mortgage Corp. (2962-GT), 0%, due 04/15/35 (I/F)(TAC) |
|
2,459,382 |
|
1,368,907 |
|
Federal Home Loan Mortgage Corp. (2990-JK), 1.678%, due 03/15/35 (I/F) |
|
1,102,575 |
|
1,805,099 |
|
Federal Home Loan Mortgage Corp. (3019-SQ), 0%, due 06/15/35 (I/F) |
|
1,313,063 |
|
3,549,316 |
|
Federal Home Loan Mortgage Corp. (3035-TP), 6.5%, due 12/15/33 |
|
3,389,917 |
|
2,447,272 |
|
Federal Home Loan Mortgage Corp. (3062-HO), 0%, due 11/15/35 (P/O) |
|
1,705,112 |
|
1,770,243 |
|
Federal Home Loan Mortgage Corp. (3074-LO), 0%, due 11/15/35 (P/O) |
|
1,243,041 |
|
419,763 |
|
Federal Home Loan Mortgage Corp. (3076-ZQ), 5.5%, due 11/15/35 |
|
400,896 |
|
1,932,209 |
|
Federal Home Loan Mortgage Corp. (3081-PO), 0%, due 07/15/33 (P/O) |
|
1,459,221 |
|
3,336,643 |
|
Federal Home Loan Mortgage Corp. (3092-CS), 7.488%, due 12/15/35 (TAC) |
|
3,096,005 |
|
3,473,954 |
|
Federal Home Loan Mortgage Corp. (3092-LO), 0%, due 12/15/35 (P/O)(TAC) |
|
2,856,111 |
|
2,819,318 |
|
Federal Home Loan Mortgage Corp. (3092-OL), 0%, due 12/15/35 (P/O) |
|
2,000,222 |
|
1,707,241 |
|
Federal Home Loan Mortgage Corp. (3153-NK), 5.573%, due 05/15/36 |
|
1,476,976 |
|
2,029,677 |
|
Federal Home Loan Mortgage Corp. (3186-SB), 3.19%, due 07/15/36 |
|
1,689,510 |
|
3,260,148 |
|
Federal National Mortgage Association (05-1-GZ), 5%, due 02/25/35 |
|
2,959,274 |
|
2,064,565 |
|
Federal National Mortgage Association (05-44-TS), 2.092%, due 03/25/35 (I/F)(TAC) |
|
1,398,320 |
|
3,528,682 |
|
Federal National Mortgage Association (05-69-HO), 0%, due 08/25/35 (P/O) |
|
2,726,824 |
|
2,139,046 |
|
Federal National Mortgage Association (05-87-ZQ), 4.5%, due 10/25/25 |
|
2,060,265 |
|
1,689,323 |
|
Federal National Mortgage Association (05-92-DT), 6%, due 10/25/35 (TAC) |
|
1,603,451 |
|
2,237,587 |
|
Federal National Mortgage Association (06-14-SP), 6.079%, due 03/25/36 |
|
2,217,523 |
|
2,060,118 |
|
Federal National Mortgage Association (06-15-LO), 0%, due 03/25/36 (P/O) |
|
1,638,549 |
|
3,178,122 |
|
Federal National Mortgage Association (06-44-C), 0%, due 12/25/33 (P/O) |
|
2,581,048 |
|
2,636,363 |
|
Federal National Mortgage Association (06-57-SA), 3.447%, due 06/25/36 (I/F) |
|
2,256,266 |
|
2,000,000 |
|
Federal National Mortgage Association (06-67-DS), 1.848%, due 07/25/36 (I/F) |
|
1,497,693 |
|
3,203,322 |
|
Federal National Mortgage Association (25-62-BO), 0%, due 07/25/35 (P/O) |
|
2,206,448 |
|
4,119,188 |
|
Government National Mortgage Association (05-45-DK), 1.167%, due 06/16/35 (I/F) |
|
2,484,694 |
|
|
|
Total U.S. Government Securities |
|
54,706,122 |
|
|
|
Total Collateralized Mortgage Obligations (Cost: $58,175,664) |
|
60,178,686 |
|
|
|
|
|
|
|
|
|
Other Fixed Income (33.5%) |
|
|
|
|
|
Financial Services (33.5%) |
|
|
|
86,280,000 |
|
Dow Jones CDX, NA. HY Trust I, (144A), 8.375%, due 12/29/11 |
|
86,443,932 |
* # |
|
|
Total Other Fixed Income (Cost: $86,387,850) |
|
86,443,932 |
|
|
|
Total Fixed Income Securities (Cost: $262,977,720) (102.8%) |
|
265,751,659 |
|
Number of |
|
|
|
|
|
Shares |
|
Common Stock |
|
Value |
|
|
|
Advertising (0.1%) |
|
|
|
5,800 |
|
Focus Media Holding, Ltd. (ADR) |
|
335,936 |
*** **** |
|
|
|
|
|
|
|
|
Aerospace & Defense (0.2%) |
|
|
|
12,000 |
|
Honeywell International, Inc. |
|
490,800 |
|
|
|
|
|
|
|
|
|
Automobiles (0.2%) |
|
|
|
14,100 |
|
General Motors Corp. |
|
468,966 |
**** |
|
|
|
|
|
|
|
|
Biotechnology (0.7%) |
|
|
|
13,300 |
|
CV Therapeutics, Inc. |
|
148,162 |
*** **** |
9,200 |
|
Genentech, Inc. |
|
760,840 |
*** **** |
12,700 |
|
MedImmune, Inc. |
|
370,967 |
*** **** |
7,500 |
|
Nuvelo, Inc. |
|
136,800 |
*** |
6,400 |
|
Onyx Pharmaceuticals, Inc. |
|
110,656 |
*** **** |
6,600 |
|
Vertex Pharmaceuticals, Inc. |
|
222,090 |
*** **** |
|
|
Total Biotechnology |
|
1,749,515 |
|
|
|
|
|
|
|
|
|
Capital Markets (1.1%) |
|
|
|
4,700 |
|
Affiliated Managers Group, Inc. |
|
470,517 |
*** + |
22,600 |
|
E*TRADE Group, Inc. |
|
540,592 |
*** |
9,600 |
|
Merrill Lynch & Co., Inc. |
|
750,912 |
|
12,100 |
|
SEI Investments Co. |
|
679,899 |
|
6,000 |
|
T. Rowe Price Group, Inc. |
|
287,100 |
|
|
|
Total Capital Markets |
|
2,729,020 |
|
|
|
Chemicals (0.3%) |
|
|
|
4,300 |
|
Air Products & Chemicals, Inc. |
|
285,391 |
|
12,500 |
|
Du Pont (E.I.) de Nemours & Co. |
|
535,500 |
|
3,000 |
|
Lyondell Chemical Co. |
|
76,110 |
|
|
|
Total Chemicals |
|
897,001 |
|
|
|
|
|
|
|
|
|
Commercial Services & Supplies (1.2%) |
|
|
|
7,700 |
|
Advisory Board Co. |
|
389,004 |
*** **** |
8,900 |
|
Corporate Executive Board Co. |
|
800,199 |
|
11,500 |
|
Monster Worldwide, Inc. |
|
416,185 |
*** |
21,100 |
|
Resources Connection, Inc. |
|
565,269 |
*** |
11,200 |
|
Robert Half International, Inc. |
|
380,464 |
**** |
15,000 |
|
Waste Management, Inc. |
|
550,200 |
|
|
|
Total Commercial Services & Supplies |
|
3,101,321 |
|
|
|
|
|
|
|
|
|
Communications Equipment (0.6%) |
|
|
|
137,600 |
|
Lucent Technologies, Inc. |
|
321,984 |
*** |
38,500 |
|
Nokia Oyj (ADR) |
|
758,065 |
|
3,700 |
|
Research In Motion, Ltd. |
|
379,842 |
*** **** |
|
|
Total Communications Equipment |
|
1,459,891 |
|
|
|
|
|
|
|
|
|
Computer Software & Services (0.0%) |
|
|
|
1,400 |
|
Commvault Systems, Inc. |
|
25,200 |
*** |
1,000 |
|
DivX, Inc. |
|
23,770 |
*** |
|
|
Total Computer Software & Services |
|
48,970 |
|
|
|
|
|
|
|
|
|
Computers & Peripherals (0.6%) |
|
|
|
18,300 |
|
Hewlett-Packard Co. |
|
671,427 |
|
6,300 |
|
International Business Machines Corp. |
|
516,222 |
**** |
66,800 |
|
Sun Microsystems, Inc. |
|
331,996 |
*** |
|
|
Total Computers & Peripherals |
|
1,519,645 |
|
|
|
|
|
|
|
|
|
Consumer Finance (0.2%) |
|
|
|
5,300 |
|
Capital One Financial Corp. |
|
416,898 |
|
|
|
|
|
|
|
|
|
Containers & Packaging (0.4%) |
|
|
|
39,100 |
|
Packaging Corp. of America |
|
907,120 |
|
|
|
|
|
|
|
|
|
Diversified Consumer Services (0.4%) |
|
|
|
14,700 |
|
Bright Horizons Family Solutions, Inc. |
|
613,431 |
*** |
4,200 |
|
Strayer Education, Inc. |
|
454,482 |
**** |
|
|
Total Diversified Consumer Services |
|
1,067,913 |
|
|
|
|
|
|
|
|
|
Diversified Financial Services (0.9%) |
|
|
|
15,900 |
|
Citigroup, Inc. |
|
789,753 |
|
9,200 |
|
GFI Group, Inc. |
|
508,668 |
*** |
20,200 |
|
JPMorgan Chase & Co. |
|
948,592 |
|
|
|
Total Diversified Financial Services |
|
2,247,013 |
|
|
|
|
|
|
|
|
|
Diversified Telecommunication Services (0.7%) |
|
|
|
25,200 |
|
AT&T, Inc. |
|
820,512 |
|
16,868 |
|
BCE, Inc. |
|
456,954 |
|
35,000 |
|
Qwest Communications International, Inc. |
|
305,200 |
*** **** |
20,037 |
|
Windstream Corp. |
|
264,288 |
|
|
|
Total Diversified Telecommunication Services |
|
1,846,954 |
|
|
|
Electric Utilities (0.2%) |
|
|
|
15,500 |
|
American Electric Power Co., Inc. |
|
563,735 |
|
|
|
|
|
|
|
|
|
Electrical Equipment (0.1%) |
|
|
|
9,700 |
|
Energy Conversion Devices, Inc. |
|
359,288 |
*** **** |
|
|
|
|
|
|
|
|
Energy Equipment & Services (0.6%) |
|
|
|
9,300 |
|
FMC Technologies, Inc. |
|
499,410 |
*** |
10,700 |
|
Foster Wheeler, Ltd. |
|
412,913 |
*** |
19,600 |
|
Smith International, Inc. |
|
760,480 |
|
|
|
Total Energy Equipment & Services |
|
1,672,803 |
|
|
|
|
|
|
|
|
|
Food Products (0.5%) |
|
|
|
21,600 |
|
Kraft Foods, Inc., Class A |
|
770,256 |
**** |
39,900 |
|
Sara Lee Corp. |
|
641,193 |
|
|
|
Total Food Products |
|
1,411,449 |
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies (0.7%) |
|
|
|
11,300 |
|
Abaxis, Inc. |
|
264,307 |
*** **** |
16,100 |
|
Boston Scientific Corp. |
|
238,119 |
*** |
8,200 |
|
Foxhollow Technologies, Inc. |
|
280,358 |
*** **** |
12,800 |
|
IntraLase Corp. |
|
252,288 |
*** **** |
4,800 |
|
Intuitive Surgical, Inc. |
|
506,160 |
*** **** |
5,400 |
|
Palomar Medical Technologies, Inc. |
|
227,880 |
*** **** |
|
|
Total Health Care Equipment & Supplies |
|
1,769,112 |
|
|
|
|
|
|
|
|
|
Health Care Providers & Services (0.6%) |
|
|
|
10,200 |
|
Aetna, Inc. |
|
403,410 |
|
8,800 |
|
Express Scripts, Inc. |
|
664,312 |
*** |
50,100 |
|
Tenet Healthcare Corp. |
|
407,814 |
*** **** |
|
|
Total Health Care Providers & Services |
|
1,475,536 |
|
|
|
|
|
|
|
|
|
Health Care Technology (0.1%) |
|
|
|
5,700 |
|
Cerner Corp. |
|
258,780 |
*** **** |
|
|
|
|
|
|
|
|
Hotels, Restaurants, & Leisure (0.4%) |
|
|
|
8,800 |
|
Cheesecake Factory, Inc. (The) |
|
239,272 |
*** |
10,100 |
|
Ctrip.com International, Ltd. (ADR) |
|
453,995 |
**** |
6,700 |
|
Wynn Resorts, Ltd. |
|
455,667 |
*** **** |
|
|
Total Hotels, Restaurants, & Leisure |
|
1,148,934 |
|
|
|
|
|
|
|
|
|
Household Durables (0.1%) |
|
|
|
6,900 |
|
Sony Corp. (ADR) |
|
278,484 |
|
|
|
|
|
|
|
|
|
Household Products (0.2%) |
|
|
|
8,100 |
|
Kimberly-Clark Corp. |
|
529,416 |
|
|
|
|
|
|
|
|
|
Information Technology Services (0.8%) |
|
|
|
7,000 |
|
Alliance Data Systems Corp. |
|
386,330 |
*** |
5,200 |
|
CheckFree Corp. |
|
214,864 |
*** |
12,400 |
|
Cognizant Technology Solutions Corp., Class A |
|
918,344 |
*** |
18,900 |
|
Electronic Data Systems Corp. |
|
463,428 |
|
|
|
Total Information Technology Services |
|
1,982,966 |
|
|
|
Insurance (0.7%) |
|
|
|
5,500 |
|
American International Group, Inc. |
|
364,430 |
|
9,400 |
|
Chubb Corp. |
|
488,424 |
|
4,770 |
|
Hub International, Ltd. |
|
137,949 |
|
18,698 |
|
National Interstate Corp. |
|
459,971 |
|
9,600 |
|
The St. Paul Travelers Companies, Inc. |
|
450,144 |
|
|
|
Total Insurance |
|
1,900,918 |
|
|
|
|
|
|
|
|
|
Internet & Catalog Retail (0.1%) |
|
|
|
16,800 |
|
Netflix, Inc. |
|
382,704 |
*** **** |
|
|
|
|
|
|
|
|
Internet Software & Services (0.6%) |
|
|
|
11,900 |
|
Akamai Technologies, Inc. |
|
594,881 |
*** |
3,000 |
|
Baidu.com, Inc. (ADR) |
|
262,620 |
*** **** |
4,000 |
|
Equinix, Inc. |
|
240,400 |
*** **** |
14,600 |
|
Yahoo!, Inc. |
|
369,088 |
*** |
|
|
Total Internet Software & Services |
|
1,466,989 |
|
|
|
|
|
|
|
|
|
Leisure Equipment & Products (0.2%) |
|
|
|
22,800 |
|
Mattel, Inc. |
|
449,160 |
|
|
|
|
|
|
|
|
|
Life Science Tools & Services (0.2%) |
|
|
|
6,300 |
|
Invitrogen Corp. |
|
399,483 |
*** **** |
|
|
|
|
|
|
|
|
Machinery (0.2%) |
|
|
|
10,700 |
|
Joy Global, Inc. |
|
402,427 |
|
|
|
|
|
|
|
|
|
Media (0.6%) |
|
|
|
17,800 |
|
Clear Channel Communications, Inc. |
|
513,530 |
|
11,300 |
|
Comcast Corp., Class A |
|
416,405 |
*** **** |
35,300 |
|
Regal Entertainment Group, Class A |
|
699,646 |
**** |
|
|
Total Media |
|
1,629,581 |
|
|
|
|
|
|
|
|
|
Metals & Mining (0.1%) |
|
|
|
4,200 |
|
United States Steel Corp. |
|
242,256 |
|
|
|
|
|
|
|
|
|
Multiline Retail (0.1%) |
|
|
|
7,600 |
|
Federated Department Stores, Inc. |
|
328,396 |
|
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels (0.7%) |
|
|
|
9,600 |
|
Chevron Corp. |
|
622,656 |
|
9,700 |
|
ConocoPhillips |
|
577,441 |
|
9,300 |
|
Veritas DGC, Inc. |
|
612,126 |
*** |
|
|
Total Oil, Gas & Consumable Fuels |
|
1,812,223 |
|
|
|
|
|
|
|
|
|
Paper & Forest Products (0.2%) |
|
|
|
18,600 |
|
MeadWestvaco Corp. |
|
493,086 |
|
|
|
|
|
|
|
|
|
Personal Products (0.2%) |
|
|
|
14,800 |
|
Avon Products, Inc. |
|
453,768 |
|
|
|
Pharmaceuticals (0.7%) |
|
|
|
21,000 |
|
Pfizer, Inc. |
|
595,560 |
|
15,500 |
|
Salix Pharmaceuticals, Ltd. |
|
210,180 |
*** |
13,100 |
|
Watson Pharmaceuticals, Inc. |
|
342,827 |
*** |
14,500 |
|
Wyeth |
|
737,180 |
|
|
|
Total Pharmaceuticals |
|
1,885,747 |
|
|
|
|
|
|
|
|
|
Real Estate (0.2%) |
|
|
|
13,200 |
|
CapitalSource, Inc. |
|
340,824 |
**** |
13,700 |
|
Crescent Real Estate Equities Co. (REIT) |
|
298,797 |
|
|
|
Total Real Estate |
|
639,621 |
|
|
|
|
|
|
|
|
|
Retail (0.2%) |
|
|
|
21,700 |
|
Urban Outfitters, Inc. |
|
383,873 |
*** **** |
|
|
|
|
|
|
|
|
Road & Rail (0.6%) |
|
|
|
5,500 |
|
Con-way, Inc. |
|
246,510 |
|
24,600 |
|
CSX Corp. |
|
807,618 |
|
4,700 |
|
Union Pacific Corp. |
|
413,600 |
|
|
|
Total Road & Rail |
|
1,467,728 |
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment (0.8%) |
|
|
|
15,500 |
|
Broadcom Corp., Class A |
|
470,270 |
*** |
8,900 |
|
Hittite Microwave Corp. |
|
396,050 |
*** **** |
31,500 |
|
Intel Corp. |
|
647,955 |
|
24,300 |
|
Marvell Technology Group, Ltd. |
|
470,691 |
*** |
|
|
Total Semiconductors & Semiconductor Equipment |
|
1,984,966 |
|
|
|
|
|
|
|
|
|
Software (0.5%) |
|
|
|
10,300 |
|
ANSYS, Inc. |
|
455,054 |
*** |
46,100 |
|
Opsware, Inc. |
|
415,361 |
*** |
13,700 |
|
Salesforce.com, Inc. |
|
491,556 |
*** **** |
|
|
Total Software |
|
1,361,971 |
|
|
|
|
|
|
|
|
|
Textiles, Clothing & Fabrics (0.0%) |
|
|
|
4,987 |
|
Hanesbrands, Inc. |
|
112,257 |
*** |
|
|
|
|
|
|
|
|
Thrifts & Mortgage Finance (0.2%) |
|
|
|
7,900 |
|
Fannie Mae |
|
441,689 |
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services (0.1%) |
|
|
|
6,000 |
|
Alltel Corp. |
|
333,000 |
|
|
|
Total Common Stock (Cost: $49,093,162) (19.1%) |
|
49,309,309 |
|
Principal |
|
|
|
|
|
Amount |
|
Short-Term Investments |
|
Value |
|
342,846 |
|
Abbey National PLC, 5.27%, due 10/03/06 |
|
342,846 |
+ |
342,846 |
|
Abbey National PLC, 5.27%, due 10/04/06 |
|
342,846 |
+ |
342,853 |
|
ABN Amro Bank NV, 5.305%, due 11/21/06 |
|
342,853 |
+ |
356,560 |
|
Bank of America, 5.27%, due 11/10/06 |
|
356,560 |
+ |
342,846 |
|
Bank of America, 5.3%, due 11/20/06 |
|
342,846 |
+ |
411,415 |
|
Bank of Montreal, 5.28%, due 10/16/06 |
|
411,415 |
+ |
685,692 |
|
Bank of Nova Scotia, 5.29%, due 10/18/06 |
|
685,692 |
+ |
|
342,846 |
|
Barclays PLC, 5.249%, due 10/02/06 |
|
342,846 |
+ |
|
342,846 |
|
Barclays PLC, 5.31%, due 10/20/06 |
|
342,846 |
+ |
|
299,505 |
|
Barton Capital Corp., 5.267%, due 10/06/06 |
|
299,505 |
+ |
|
203,504 |
|
Barton Capital Corp., 5.277%, due 10/10/06 |
|
203,504 |
+ |
|
137,138 |
|
BNP Paribas, 5.26%, due 10/05/06 |
|
137,138 |
+ |
|
137,138 |
|
Canadian Imperial Bank of Commerce, 5.28%, due 10/30/06 |
|
137,138 |
+ |
|
342,846 |
|
CBA (Delaware) Finance, Inc., 5.275%, due 10/23/06 |
|
342,846 |
+ |
|
137,138 |
|
Charta LLC, 5.314%, due 11/01/06 |
|
137,138 |
+ |
|
227,936 |
|
Ciesco LLC, 5.29%, due 11/16/06 |
|
227,936 |
+ |
|
342,846 |
|
Credit Suisse First Boston Corp., 5.3%, due 10/24/06 |
|
342,846 |
+ |
|
274,277 |
|
Credit Suisse First Boston Corp., 5.31%, due 11/13/06 |
|
274,277 |
+ |
|
342,846 |
|
Credit Suisse First Boston Corp., 5.31%, due 11/14/06 |
|
342,846 |
+ |
|
478,181 |
|
Fairway Finance Corp., 5.274%, due 10/03/06 |
|
478,181 |
+ |
|
205,708 |
|
Fairway Finance Corp., 5.292%, due 10/24/06 |
|
205,708 |
+ |
|
277,705 |
|
First Tennessee Bank, 5.3%, due 10/20/06 |
|
277,705 |
+ |
|
342,846 |
|
Fortis Bank, 5.28%, due 10/19/06 |
|
342,846 |
+ |
|
274,277 |
|
Fortis Bank, 5.3%, due 11/20/06 |
|
274,277 |
+ |
|
137,138 |
|
General Electric Capital Services, Inc., 5.285%, due 11/03/06 |
|
137,138 |
+ |
|
342,846 |
|
Harris Trust & Savings, 5.28%, due 11/22/06 |
|
342,846 |
+ |
|
342,846 |
|
HBOS Treasury Services, 5.28%, due 10/31/06 |
|
342,846 |
+ |
|
230,130 |
|
Kitty Hawk Funding Corp., 5.283%, due 10/25/06 |
|
230,130 |
+ |
|
205,708 |
|
Liberty Street Funding Corp., 5.282%, due 10/13/06 |
|
205,708 |
+ |
|
411,415 |
|
Lloyds TSB Bank PLC, 5.27%, due 10/02/06 |
|
411,415 |
+ |
|
285,869 |
|
National Australia Bank, Ltd., 5.36%, due 10/02/06 |
|
285,869 |
+ |
|
274,277 |
|
Paradigm Funding LLC, 5.287%, due 10/10/06 |
|
274,277 |
+ |
|
137,138 |
|
Park Avenue Receivables Corp., 5.281%, due 10/03/06 |
|
137,138 |
+ |
|
137,138 |
|
Park Avenue Receivables Corp., 5.283%, due 10/26/06 |
|
137,138 |
+ |
|
342,846 |
|
Royal Bank of Canada, 5.3%, due 10/27/06 |
|
342,846 |
+ |
|
479,985 |
|
Royal Bank of Canada, 5.3%, due 11/17/06 |
|
479,985 |
+ |
|
137,138 |
|
Sheffield Receivables Corp., 5.285%, due 10/18/06 |
|
137,138 |
+ |
|
274,277 |
|
Skandinaviska Enskilda Banken AB, 5.3%, due 11/20/06 |
|
274,277 |
+ |
|
14,422 |
|
SunTrust Banks, Inc., 5.375%, due 10/02/06 |
|
14,422 |
+ |
|
124,494 |
|
Svenska Handelsbanken NY, 5.35%, due 10/02/06 |
|
124,494 |
+ |
|
137,138 |
|
Three Pillars Funding Corp., 5.284%, due 10/02/06 |
|
137,138 |
+ |
|
205,708 |
|
Toronto Dominion Bank, Ltd., 5.265%, due 10/12/06 |
|
205,708 |
+ |
|
342,846 |
|
UBS AG, 5.305%, due 10/02/06 |
|
342,846 |
+ |
|
274,277 |
|
Variable Funding Capital Corp., 5.265%, due 10/02/06 |
|
274,277 |
+ |
|
342,846 |
|
Wells Fargo Bank & Co., 5.27%, due 10/17/06 |
|
342,846 |
+ |
|
134,331 |
|
Yorktown Capital LLC, 5.287%, due 10/18/06 |
|
134,331 |
+ |
|
|
|
Total |
|
12,849,454 |
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments (Cost: $12,849,454) (5.0%) |
|
12,849,454 |
|
|
|
|
Total Investments (Cost: $324,920,336) (126.9%) |
|
327,910,422 |
|
|
|
|
Liabilities in Excess of Other Assets (-26.9%) |
|
(69,492,743 |
) |
|
|
|
Net Assets (100.0%) |
|
$ |
258,417,679 |
|
Notes to the Schedule of Investments:
CLO |
- |
Collateralized Loan Obligation. |
I/F |
- |
Inverse Floating rate security whose interest rate moves in the opposite direction of prevailing interest rates. |
P/O |
- |
Principal Only Security. |
TAC |
- |
Target Amortization Class. |
ADR |
- |
American Depositary Receipt. Shares of a foreign based corporation held in U.S. banks entitling the shareholder to all dividends and capital gains. |
REIT |
- |
Real Estate Investment Trust. |
|
|
|
* |
|
Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified buyers. At September 30, 2006, the value of these securities amounted to $128,204,505 or 49.6% of net assets. These securities are determined to be liquid by the Advisor under procedures established by and under the general supervision of the Funds Board of Directors. |
|
|
|
** |
|
Restricted Security (Note 4). |
|
|
|
*** |
|
Non-income producing. |
|
|
|
**** |
|
Represents investment of security lending collateral (Note 3). |
|
|
|
+ |
|
Security partially or fully lent (Note 3). |
|
|
|
# |
|
Index bond which consists of high yield credit default swaps, and tracks the B rated high yield index. |
|
|
|
|
|
Short-Term Investments consist of Certificate of Deposits, Commercial Papers, Discounts Notes, Repurchase Agreements and Time Deposits. |
Investments by Industry
|
Percentage of |
|
|
Industry |
|
Net Assets |
|
Advertising |
|
0.1 |
% |
Aerospace & Defense |
|
1.2 |
|
Automobiles |
|
1.9 |
|
Banking |
|
29.3 |
|
Biotechnology |
|
0.7 |
|
Capital Markets |
|
1.1 |
|
Chemicals |
|
0.3 |
|
Commercial Services |
|
1.5 |
|
Commercial Services & Supplies |
|
1.2 |
|
Communications Equipment |
|
0.6 |
|
Computer Software & Services |
|
0.0 |
** |
Computers & Peripherals |
|
0.6 |
|
Consumer Finance |
|
0.2 |
|
Containers & Packaging |
|
1.0 |
|
Diversified Consumer Services |
|
0.4 |
|
Diversified Financial Services |
|
0.9 |
|
Diversified Telecommunication Services |
|
0.7 |
|
Electric Utilities |
|
1.8 |
|
Electrical Equipment |
|
0.1 |
|
Electronics |
|
3.0 |
|
Energy Equipment & Services |
|
0.6 |
|
Financial Services |
|
33.5 |
|
Food & Staples Retailing |
|
1.6 |
|
Food Products |
|
0.5 |
|
Health Care Equipment & Supplies |
|
0.7 |
|
Health Care Providers & Services |
|
0.6 |
|
Health Care Technology |
|
0.1 |
|
Hotels, Restaurants, & Leisure |
|
0.4 |
|
Household Durables |
|
0.1 |
|
Household Products |
|
0.2 |
|
Industrial - Diversified |
|
0.4 |
|
Information Technology Services |
|
0.8 |
|
Insurance |
|
1.5 |
|
Internet & Catalog Retail |
|
0.1 |
|
Internet Software & Services |
|
0.6 |
|
Leisure Equipment & Products |
|
0.2 |
|
Life Science Tools & Services |
|
0.2 |
|
Machinery |
|
0.2 |
|
Media |
|
1.3 |
|
Media - Broadcasting & Publishing |
|
0.8 |
|
Metals & Mining |
|
0.1 |
|
Multiline Retail |
|
0.1 |
|
Oil, Gas & Consumable Fuels |
|
1.5 |
|
Paper & Forest Products |
|
0.2 |
|
Personal Products |
|
0.2 |
|
Pharmaceuticals |
|
1.5 |
|
Real Estate |
|
1.0 |
|
Retail |
|
0.2 |
|
Road & Rail |
|
1.4 |
|
Semiconductors & Semiconductor Equipment |
|
0.8 |
|
Software |
|
0.5 |
|
Telecommunications |
|
0.9 |
|
Textiles, Clothing & Fabrics |
|
0.0 |
** |
Thrifts & Mortgage Finance |
|
0.2 |
|
Transportation |
|
0.2 |
|
U.S. Government Securities |
|
21.2 |
|
Utilities |
|
0.8 |
|
Wireless Telecommunication Services |
|
0.1 |
|
Short-Term Investments |
|
5.0 |
|
Total |
|
126.9 |
% |
* These classifications are unaudited.
** Value rounds to less than 0.1% of net assets
See accompanying Notes to the Schedule of Investments
TCW Strategic Income Fund, Inc.
Notes to Schedule of Investments (Unaudited) |
September 30, 2006 |
Note 1 Significant Accounting Policies:
TCW Strategic Income Fund, Inc. (the Fund) was incorporated in Maryland on January 13, 1987 as a diversified, closed-end investment management company and is registered under the Investment Company Act of 1940 (the 1940 Act), as amended. The Fund commenced operations on March 5, 1987. The Funds investment objective is to seek a total return comprised of current income and capital appreciation. The Fund may invest in convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, options, securities issued or guaranteed by the United States Government, its agencies and instrumentalities (U.S. Government Securities), repurchase agreements, mortgage related securities, asset-backed securities, money market securities and other securities without limit believed by the Funds investment advisor to be consistent with the Funds investment objective.
Security Valuation: Securities traded on national exchanges are valued at the last reported sales price or the mean of the current bid and asked prices if there are no sales in the trading period. Other securities which are traded on the over-the-counter market are valued at the mean of the current bid and asked prices. Short-term debt securities with maturities of 60 days or less at the time of purchase are valued at amortized cost. Other short-term debt securities are valued on a mark-to-market basis until such time as they reach a remaining maturity of 60 days, where upon they will be valued at amortized value using their value on the 61st day prior to maturity.
Repurchase Agreements: The Fund may invest in repurchase agreements secured by U.S. Government Securities. A repurchase agreement arises when the Fund purchases a security and simultaneously agrees to resell it to the seller at an agreed-upon future date. The Fund requires the seller to maintain the value of the securities, marked to market daily, at not less than the repurchase price. If the seller defaults on its repurchase obligation, the Fund could suffer delays, collection expenses and losses to the extent that the proceeds from the sale of the collateral are less than the repurchase price.
Note 2 - Federal Income Taxes:
It is the policy of the Fund to comply with the requirements of the Internal Revenue Code applicable to regulated investment companies and distribute all of its net taxable income, including any net realized gains on investments, to its shareholders. Therefore, no federal income tax provision is required.
At September 30, 2006, net unrealized appreciation for federal income tax purposes is comprised of the following components:
Appreciated securities |
|
$ |
8,846,036 |
|
Depreciated securities |
|
(5,855,950 |
) |
|
Net unrealized appreciation |
|
$ |
2,990,086 |
|
Cost of securities for federal income tax purposes |
|
$ |
325,949,194 |
|
Note 3Security Lending:
During the period ended September 30, 2006, the Fund lent securities to brokers. The brokers provided collateral, which must be maintained at not less than 100% of the value of the loaned securities, to secure the obligation. At September 30, 2006, the cash collateral received from the borrowing brokers was $12,849,454 which is 103.65% of the value of the loaned securities. The Fund receives income, net of broker fees, by investing the cash collateral in short-term investments.
Note 4Restricted Securities:
The Fund is permitted to invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. The value of these securities amounted to $35,245,116 or 13.6% of net assets at September 30, 2006.
Item 2. Controls and Procedures.
(a) The Registrants Chief Executive Officer and Chief Financial Officer concluded that the Registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) were effective as of a date within 90 days prior to the filing date of this report (the Evaluation Date), based on their evaluation of the effectiveness of the Registrants disclosure controls and procedures as of the Evaluation Date.
(b) There were no changes in the Registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the Registrants last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrants internal control over financial reporting.
Item 3. Exhibits.
(a)Certification of Principal Executive Officer and Principal Financial Officer of the Registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is attached hereto as Exhibit 99CERT.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) |
TCW Strategic Income Fund, Inc. |
|
||||
|
|
|||||
By (Signature and Title) |
/s/ Alvin R. Albe, Jr. |
|
||||
|
Alvin R. Albe,
Jr. |
|
||||
|
|
|
||||
Date |
November 10, 2006 |
|
||||
|
|
|
||||
|
|
|
||||
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. |
||||||
|
|
|||||
|
|
|||||
By (Signature and Title) |
/s/ Alvin R. Albe, Jr. |
|
||||
|
Alvin R. Albe,
Jr. |
|
||||
|
|
|||||
Date |
November 10, 2006 |
|
||||
|
|
|||||
By (Signature and Title) |
/s/ David S. DeVito |
|
||||
|
David S. DeVito |
|
||||
|
|
|||||
Date |
November 10, 2006 |
|
||||