Prospectus Supplement No. 3 dated November 25, 2002 (To Prospectus dated May 2, 2002) |
Filed Pursuant to Rule 424(b)(3) SEC File No. 333-84552 |
ELECTRO SCIENTIFIC INDUSTRIES, INC.
$150,000,000
41/4% Convertible Subordinated Notes Due 2006 and
the Common Stock Issuable upon Conversion of the Notes.
This is a supplement to the Prospectus dated May 2, 2002 (File No. 333-84552) filed by Electro Scientific Industries, Inc. ("ESI"), as previously supplemented by Prospectus Supplement No. 1 dated May 9, 2002 and Prospectus Supplement No. 2 dated October 18, 2002. All references to the Prospectus in this Prospectus Supplement No. 3 refer to the Prospectus as supplemented. Any cross references in this Prospectus Supplement No. 3 refer to portions of the Prospectus.
The purpose of this Prospectus Supplement No. 3 is to supplement the information set forth in the Prospectus regarding the selling securityholders. The table below includes for each selling securityholder:
All of the information regarding beneficial ownership set forth below was furnished to us by the selling securityholder named below. The aggregate principal amount of notes shown to be beneficially owned by the additional selling securityholder named below, when added to the aggregate principal amount of notes shown to be beneficially owned by the selling securityholders named in the table contained in the Prospectus, Prospectus Supplement No. 1 and Prospectus Supplement No. 2, may be in excess of the total amount registered due to sales or transfers exempt from the registration requirements of the Securities Act of 1933 since the dates as of which the selling securityholders named in the Prospectus and Prospectus Supplement No. 1 and Prospectus Supplement No. 2 provided to us the information regarding their notes.
Name of selling securityholder |
Principal amount of Notes beneficially owned that may be sold |
Percentage of Notes Outstanding |
Number of shares of common stock that may be sold(1) |
Percentage of common stock outstanding owned after offering(2) |
||||
---|---|---|---|---|---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith, Inc. | $1,179,000 | * | 31,026 | * | ||||
The selling securityholder listed in the above table may have sold or transferred, in transactions exempt from the registration requirements of the Securities Act, some or all of its notes since the date on which the information in the above table is presented. Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements, if required.
Because the selling securityholder named above may offer all or some of its notes or the underlying common stock from time to time, we cannot estimate the amount of the notes or underlying common stock that will be held by the selling securityholder upon the termination of any particular offering. See "Plan of Distribution."
The date of this Prospectus Supplement No. 3 is November 25, 2002.