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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options (Right to Buy) | $ 16.19 | 12/08/2015 | M | 47,712 | 11/29/2011 | 11/29/2020 | Class A Common Stock | 47,712 | $ 16.19 | 69,968 | D | ||||
Non-Qualified Stock Options (Right to Buy) | $ 19.63 | 12/08/2015 | M | 62,778 | 11/28/2012 | 11/28/2021 | Class A Common Stock | 62,778 | $ 19.63 | 54,902 | D | ||||
Non-Qualified Stock Options (Right to Buy) | $ 19.36 | 12/08/2015 | M | 68,379 | 11/26/2013 | 11/26/2022 | Class A Common Stock | 68,379 | $ 19.36 | 6,121 | D | ||||
Non-Qualified Stock Options (Right to Buy) | $ 16.19 | 12/09/2015 | M | 69,968 | 11/29/2011 | 11/29/2020 | Class A Common Stock | 69,968 | $ 16.19 | 0 | D | ||||
Non-Qualified Stock Options (Right to Buy) | $ 19.63 | 12/09/2015 | M | 54,902 | 11/28/2012 | 11/28/2021 | Class A Common Stock | 54,902 | $ 19.63 | 0 | D | ||||
Non-Qualified Stock Options (Right to Buy) | $ 19.36 | 12/09/2015 | M | 6,121 | 11/26/2013 | 11/26/2022 | Class A Common Stock | 6,121 | $ 19.36 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
King Donnie 2200 DON TYSON PARKWAY SPRINGDALE, AR 72762 |
Pres North American Operations |
/s/ R. Read Hudson as Power of Attorney for Donnie King | 12/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 17,997.9151 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved; 14,038.7091 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved; 23,347.3342 shares of Class A Common Stock which vest on July 1, 2018 if the performance criterion described in the applicable Stock Incentive Agreement is achieved; and 23,442.7150 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance criterion described in the applicable Stock Incentive Agreement is achieved. |
(2) | This is a weighted average price. These shares were sold in multiple transactions on December 8, 2015 at prices ranging from $52.70 to $52.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
(3) | This is a weighted average price. These shares were sold in multiple transactions on December 8, 2015 at prices ranging from $52.70 to $52.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
(4) | This is a weighted average price. These shares were sold in multiple transactions on December 8, 2015 at prices ranging from $52.70 to $52.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
(5) | This is a weighted average price. These shares were sold in multiple transactions on December 9, 2015 at prices ranging from $52.60 to $52.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
(6) | This is a weighted average price. These shares were sold in multiple transactions on December 9, 2015 at prices ranging from $52.64 to $52.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
(7) | This is a weighted average price. These shares were sold in multiple transactions on December 9, 2015 at prices ranging from $52.60 to $52.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |